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INVESTIGATION of Martin Noonan of BMA Securities – El Segundo, CA

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22
May

INVESTIGATION of Martin Noonan of BMA Securities – El Segundo, CA

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INVESTIGATION of Martin Noonan of BMA Securities – El Segundo, CA

Martin Noonan, Jr., formerly with BMA Securities, Barred by FINRA

Have you lost money with financial advisor Martin Noonan?  We are looking into allegations made about Martin J. Noonan, Jr. from El Segundo, California.  FINRA (the Financial Industry Regulatory Authority) barred Noonan from the securities industry.  FINRA alleged that Noonan has failed to respond to its investigation, regarding allegations that he engaged in unsuitable and excessive trading in a customer account.

Martin Noonan was a financial advisor and registered representative of BMA Securities from December 2013 to April 2020.  He worked in a branch office in El Segundo, California.  Noonan has also been the subject of at least one customer complaint and eight tax liens or civil judgments.

Brokerage firms like BMA Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

IF YOU LOST MONEY WITH MARTIN NOONAN OR BMA SECURITIES, PLEASE CONTACT US AT 720-599-3505 FOR A FREE EVALUATION OF YOUR CASE.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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