(720) 599-3505

Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

SEARCH OUR BLOGS
17
Feb

Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

Posted by admin | 0 Comment
Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

Have you lost money with financial advisor Marvin Tom White of Farmers Financial Solutions in Pegram, Tennessee?  

 

We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Marvin Thomas White, Jr. FINRA barred “Tom” White from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating White after he was fired by his securities brokerage firm, Farmers Financial Solutions, regarding property and casualty insurance policies.

 

Marvin “Tom” White was a financial advisor and registered representative of Farmers Financial Solutions from 2001 to June 2018.  He worked at a branch office Pegram, Tennessee.

 

Brokerage firms like Farmers Financial Solutions have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Tennessee and the Nashville area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Marvin Thomas White BrokerCheck

Click to view:  Marvin Thomas White FINRA AWC

 

If you lost money with Marvin Tom White or Farmers Financial Solutions, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS