10.0David P Neuman
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MATTHEW CLASON of LPL Faces FRAUD Allegations – Glastonbury, CT

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02
Sep

MATTHEW CLASON of LPL Faces FRAUD Allegations – Glastonbury, CT

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MATTHEW CLASON of LPL Faces FRAUD Allegations – Glastonbury, CT

Matthew Clason, formerly with LPL Financial, Faces Fraud Allegations by SEC

Have you lost money with financial advisor Matthew O. Clason from Glastonbury, Connecticut?  We are looking into allegations made by the Securities and Exchange Commission (SEC) against Matthew Clason. The SEC alleged that Clason misappropriated or stole over $300,000 from customers between December 2018 and 2020.  The SEC also alleged that Matthew Clason made unauthorized transfers from customer accounts to accomplish this fraud.

Matthew Clason was a registered representative and financial advisor with LPL Financial from October 2016 to August 2020.  He was also with Integrated Wealth Concepts from May 2018 to August 2020.  He worked out of a branch office in Glastonbury, Connecticut.  

Broker-dealers like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Connecticut.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against LPL Financial.

IF YOU HAVE LOST MONEY WITH MATTHEW CLASON, LPL FINANCIAL, OR INTEGRATED WEALTH CONCEPTS, AND WANT TO HEAR ABOUT ALL LEGAL OPTIONS, CONTACT ISRAELS & NEUMAN AT 720-599-3505.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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