INVESTOR WARNING! Complaints Against MATTHEW FLEISSNER
Matthew Fleissner, formerly with National Securities Corp., Subject of Three Complaints
Have you lost money with financial advisor Matthew Fleissner of New York, New York? We are investigating allegations made against Matthew Fleissner. According to FINRA’s BrokerCheck, Fleissner has been the subject of three customer complaints, many alleging claims regarding unit investment trusts (UITs) and stocks, including over-the-counter (or OTC) stocks. The complaints were lodged against Fleissner’s brokerage firm, National Securities Corp., which is a Seattle, Washington-based brokerage firm.
Matthew Fleissner is a financial advisor and registered representative of National Securities Corp. from June 2011 to the present. He works at a branch office in New York, New York.
Brokerage firms like National Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York City. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including National Securities Corp.
Click to view: Fleissner, Matthew BrokerCheck 10.3.18
If you lost money with Matthew Fleissner or National Securities Corp., please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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