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FRAUD ALERT! Advisor MATTHEW PEREGOY of INVESTORS CAPITAL CORP. Barred

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17
Jan

FRAUD ALERT! Advisor MATTHEW PEREGOY of INVESTORS CAPITAL CORP. Barred

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FRAUD ALERT!  Advisor MATTHEW PEREGOY of INVESTORS CAPITAL CORP. Barred

Matthew Peregoy, formerly with Investors Capital Corp., Barred from the Securities Industry

 

Have you lost money with financial advisor Matthew Peregoy of Brick, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Matthew E. Peregoy. FINRA barred Peregoy from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Peregoy for allegations that he misused customer funds and that he failed to disclose a civil judgment against him.

 

Matthew Peregoy was a financial advisor and registered representative of Investors Capital Corp. from 2006 to July 2016.  He worked at a branch office in Brick, New Jersey.  Peregoy was also affiliated with Financial Enterprise, Inc.

 

Brokerage firms like Investors Capital Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Investors Capital Corp.

 

Click to view:  Peregoy, Matthew FINRA AWC

Click to view:  Peregoy, Matthew BrokerCheck 1.17.18

 

If you lost money with Matthew Peregoy or Investors Capital Corp., please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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