Investor Alert! MATTHEW SINGER of Morgan Stanley
Matthew Singer, formerly with Morgan Stanley, Barred from Securities Industry
Have you lost money with financial advisor Matthew Singer of Aventura, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Matthew Singer. FINRA barred Singer from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Singer regarding allegations that he engaged in unsuitable options trading. Singer was also terminated by his former brokerage firm, Morgan Stanley, over concerns of a client’s arbitration matter.
Matthew Singer was a financial advisor and registered representative of Morgan Stanley from July 2013 to March 2016. He worked at a branch office in Aventura, Florida. Singer has been the subject of at least three customer cases, most of which complain about options.
Brokerage firms like Morgan Stanley have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Florida and the Miami area. Attorney David Neuman is licensed to practice law in Floria. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Morgan Stanley.
Click to view: Singer, Matthew FINRA AWC
Click to view: Singer, Matthew BrokerCheck 3.28.18
If you lost money with Matthew Singer or Morgan Stanley, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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