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WARNING! Advisor MATTHEW WHITE Barred – Little Rock, AR

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22
Nov

WARNING! Advisor MATTHEW WHITE Barred – Little Rock, AR

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WARNING!  Advisor MATTHEW WHITE Barred – Little Rock, AR

Matthew White, formerly with MML Investors Services, Barred from Securities Industry

 

Have you lost money with financial advisor Matthew Leon White of Little Rock, Arkansas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mr. White. FINRA barred him from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating White for allegations that he engaged in private securities transactions by recommending private real estate ventures to his clients.

 

Matthew White was a financial advisor and registered representative of MML Investors Services from June 2015 to June 2018.  He worked at a branch office in Little Rock, Arkansas.

 

Brokerage firms like MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Arkansas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

 

Click to view:  White, Matthew FINRA AWC

Click to view:  White, Matthew BrokerCheck 11.22.19

 

If you lost money with Matthew White or MML Investors Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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