WARNING! Investigation of PEDRO GONZALEZ-SEIJO of TransAmerica
Pedro Gonzalez-Seijo, formerly with TransAmerica Financial Advisors, Barred by SEC
Have you lost money with financial advisor Pedro L. Gonzalez-Seijo, of San Juan, Puerto Rico? The law firm of Israels & Neuman is investigating allegations made by the Securities and Exchange Commission (SEC) against Pedro Gonzalez-Seijo of TransAmerica Financial Advisors. The SEC alleged that Gonzalez-Seijo pled guilty to bank fraud in January 2019 after he stole nearly $500,000 from customers.
Pedro Gonzalez-Seijo was a financial advisor and registered representative of TransAmerica Financial Advisors from 1991 to May 2016. He worked at a branch office in San Juan, Puerto Rico.
Brokerage firms like TransAmerica Financial Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington. We represent investors in FINRA arbitration throughout the US, including in Puerto Rico. Our firm has represented over one thousand investors in the past.
Click to view: Gonzalez Seijo, Pedro BrokerCheck 7.9.19
Click to view: Gonzalez Seijo, Pedro SEC Order
If you lost money with Pedro Gonzalez-Seijo or TransAmerica Financial Advisors, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.