10.0David P Neuman
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WARNING! Peter Ianace of Merrill Lynch BARRED – Frisco, TX

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04
Sep

WARNING! Peter Ianace of Merrill Lynch BARRED – Frisco, TX

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WARNING!  Peter Ianace of Merrill Lynch BARRED – Frisco, TX

Peter Ianace, formerly with Merrill Lynch, Barred by FINRA

Have you lost money with financial advisor Peter Don Ianace?  We are looking into allegations made about Peter V. Ianace from Frisco, Texas.  FINRA (the Financial Industry Regulatory Authority) barred Ianace from the securities industry.  FINRA alleged that Ianace has failed to respond to its investigation regarding allegations that he engaged in an undisclosed outside business activity. 

Peter Ianace was a financial advisor and registered representative of Merrill Lynch from October 2011 to December 2019.  He worked in a branch office in Frisco, Texas.  Ianace has also been the subject of at least three customer complaints.

Brokerage firms like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including throughout Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Merrill Lynch.

IF YOU LOST MONEY WITH PETER IANACE OR MERRILL LYNCH, PLEASE CONTACT US AT 720-599-3505 FOR A FREE EVALUATION OF YOUR CASE.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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