Israels & Neuman, PLC Investigates Randall Heller of KCD Financial
Have you lost money with financial advisor Randall A. Heller of KCD Financial in Oak Lawn, Illinois? We are investigating allegations of customers related to Randall Heller. Randall Alan Heller has been the subject of a customer complaint filed with FINRA arbitration. The customer complaint alleged an unsuitable recommendation to invest in a REIT, or real estate investment trust, and the allegations were denied by KCD Financial and Heller. Heller has sold REITs to some of his customers, including the Carter Validus Mission Critical REIT.
Randall Alan Heller was a registered representative of KCD Financial from 2005 to the present. He worked at a branch office in Oak Lawn, Illinois.
Brokerage firms like KCD Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington. We represent investors in FINRA arbitration in all 50 states, including investors in the past from throughout the Chicagoland area, Northern Illinois, and Central Illinois.
Attorney David Neuman was born in Berwyn, Illinois and grew up in the western suburbs in Addison. He earned a degree in Finance at the University of Illinois in Urbana-Champaign before earning his law degree at Northern Illinois University in DeKalb. Mr. Neuman also previously worked for a number of Chicago area law firms, including firms in St. Charles, Geneva, Chicago, and Barrington.
If you lost money with Randall Heller or KCD Financial, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.
Read more about REITs (Real Estate Investment Trusts)
Read more about what constitutes an Unsuitable Investment