Rick Davidson, Formerly of National Securities Corp., Aegis Capital, and Morgan Stanley

NEW YORK, NY

The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Rick Davidson of New York City.  Rick Davidson has been the subject of 12 customer complaints, including 6 complaints that have been filed within the last three years.  Davidson has been alleged to have sold unsuitable investments, including structured products and bonds.

Rick A. Davidson was a registered representative of National Securities Corp. from June 2017 to August 2020.  He was also with Jeffries LLC from May 2016 to July 2017, with Morgan Stanley from 2008 to June 2016, with Aegis Capital from June 2020 to January 2023, and with American Trust Investment Services from January 2023 to the present.  He has worked at branch offices in New York, NY.  Davidson also filed for bankruptcy in 2019.

Aegis Capital, National Securities Corp., and Morgan Stanley have obligations to adequately supervise all representatives who are registered through their firm.  Failure to abide by these regulations could result in financial liability of the brokerage firms.

Our law firm represents investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past, including against National Securities Corp., Aegis Capital, and Morgan Stanley.

View Davidson, R BrokerCheck 6.9.21

If you lost money with Rick A. Davidson, Morgan Stanley, Aegis Capital, or National Securities Corp., contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.