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WARNING! Investigation of ROBERT GENITO – Bonita Springs, FL

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26
Nov

WARNING! Investigation of ROBERT GENITO – Bonita Springs, FL

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WARNING!  Investigation of ROBERT GENITO – Bonita Springs, FL

Robert Genito, formerly with PFS Investments, Barred from Securities Industry

 

Have you lost money with financial advisor Robert Genito of Bonita Springs, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert F. Genito. FINRA barred Genito from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Genito after he was terminated by PFS Investments (Primerca) for engaging in undisclosed private securities transaction or outside business activity.

 

Robert Genito was a financial advisor and registered representative of PFS Investments from 2004 to December 2018.  He worked at a branch office in Bonita Springs, Florida.

 

Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against PFS Investments.

 

If you lost money with Robert Genito or PFS Investments (Primerica), please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Genito, Robert FINRA AWC

Click to view:  Genito, Robert BrokerCheck 11.26.19

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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