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Warning: SHARON SNOW of Edward Jones is BARRED – Fairfield Bay, AR

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08
Jan

Warning: SHARON SNOW of Edward Jones is BARRED – Fairfield Bay, AR

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Warning: SHARON SNOW of Edward Jones is BARRED – Fairfield Bay, AR

Sharon Snow, formerly with Edward Jones, Barred by FINRA

Have you lost money with financial advisor Sharon Snow?  We are looking into allegations made about Sharon Snow from Fairfield Bay, Arkansas.  FINRA (the Financial Industry Regulatory Authority) barred Snow from the securities industry.  FINRA alleged that she failed to respond to its investigation. 

Sharon Snow was an associated person of Edward Jones from 1989 to April 2020 and was subsequently terminated.  She worked in a branch office in Fairfield Bay, Arkansas.   

Brokerage firms like Edward Jones have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Seattle, Washington; Denver, Colorado; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including throughout Arkansas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Edward Jones.

If you lost money with Sharon Snow or Edward Jones, please CONTACT US at 720-599-3505 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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