ISRAELS & NEUMAN, PLC – Oklahoma Securities Attorneys
Section 501 of the Oklahoma Uniform Securities Act.
Israels & Neuman are securities arbitration and investment fraud attorneys that represent Oklahoma residents who have been wronged by their stockbrokers and brokerage firms. Our investment fraud attorneys have previously represented a number of investors who were the victims of a former Bartlesville, Oklahoma advisor named Larry Dearman, as well as investors from the Tulsa area who lost money investing in Freddie Mac preferred shares.
Oklahoma residents are protected by the provisions of the Oklahoma Uniform Securities Act. This Act provides for the regulation of the sale of securities to Oklahoma residents and to Oklahoma financial advisors and stockbrokers. Additionally, the Oklahoma Securities Commission, with offices in Oklahoma City, was created to help enforce the provisions of the Oklahoma Uniform Securities Act.
Section 501 of the Oklahoma Uniform Securities Act provides for liability if a financial advisor or investment advisor misrepresents the risks of an investment to you. In particular, this statute provides that:
It is unlawful for a person, in connection with the offer, sale, or purchase of a security, directly or indirectly:
See Okla. Stat. tit. 71, § 1-501.
The Oklahoma Uniform Securities Act further provides civil remedies in the event that the Act is violated:
See Okla. Stat. tit. 71, § 1-509.
If your financial advisor or stockbroker makes misrepresentations to you when selling securities, he or she may be liable for your losses. In addition, the brokerage firm that your advisor works for may also be liable.
Israels & Neuman PLC is a securities arbitration and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration and securities arbitration proceedings in all 50 states, including representing investors previously throughout Oklahoma, and in Oklahoma City, Tulsa, Norman, Broken Arrow, Lawton, Edmond, Midwest City, Enid, Stillwater, and Bartlesville. Our securities attorneys have represented over one thousand investors against many brokerage firms in the past, including VSR Financial, LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
Click to view: Oklahoma Uniform Securities Act
If you are a resident of Oklahoma and have lost money with your financial advisor or investment advisor, please CONTACT ISRAELS & NEUMAN at 206-795-5798 for a free evaluation of your case.
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DENVER: (720) 599-3505
SEATTLE: (206) 795-5798