WARNING! Investigation of STEFAN PASTOR – Fort Lauderdale, FL
Stefan Wayne Pastor, previously with Raymond James Financial Services, Barred by FINRA
Have you lost money with financial advisor Stefan Pastor? The Law Firm of Israels & Neuman is investigating allegations made about Stefan A. Pastor from Fort Lauderdale, Florida. FINRA (the Financial Industry Regulatory Authority) barred Pastor from the securities industry after Pastor provided false information during FINRA’s investigation. FINRA was investigating Pastor after he was alleged to have made unauthorized trades in a customer account.
Stefan Pastor was a financial advisor and registered representative of Raymond James Financial Services from August 2013 to April 2018. He worked in a branch office in Fort Lauderdale, Florida. He has also been affiliated with BlueKey Personal Wealth Planning.
Brokerage firms like Raymond James Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including Florida. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past, including Raymond James Financial Services.
Click to view: Pastor, Stefan FINRA AWC
Click to view: Pastor, Stefan BrokerCheck 9.5.19
If you lost money with Stefan Pastor or Raymond James Financial Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.