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SEC Charges New York Based Brokerage Firm Macquarie Capital

Tag Archives: Aaron Black

30
Mar

SEC Charges New York Based Brokerage Firm Macquarie Capital

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U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23222 / March 27, 2015 Securities and Exchange Commission v. Macquarie Capital (USA) Inc. et al., Civil Action No. 15-CV-02304 SEC Charges New York-Based Brokerage Firm with Faulty Underwriting of Public Offering by China-Based Company   The Securities and Exchange Commission today announced charges against a New ...

30
Mar

WARNING! Impending Investigation–MACQUARIE CAPITAL USA INC. and PUDA COAL

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Macquarie Capital (USA) Inc. and Puda Coal Have you lost money investing in Puda Coal?  We are investigating allegations made by the SEC (the Securities and Exchange Commission), which recently settled claims against New York-based brokerage firm Macquarie Capital (USA), Inc., in connection with Macquarie Capital’s underwriting of a Puda Coal stock offering (symbol PUDA). ...

10.0David P Neuman

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