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WARNING! Investigation of KENDALL GROOM in Fresno, CA

Tag Archives: Accountant

10
Jul

WARNING! Investigation of KENDALL GROOM in Fresno, CA

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WARNING!  Investigation of KENDALL GROOM in Fresno, CA

Kendall Groom of Cetera from Fresno, California, Barred by SEC   Have you lost money with financial advisor Kendall L. Groom, formerly of Fresno, California?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Kendall Groom who worked with Cetera Financial and Independent Financial Group.  The SEC alleged that Groom misappropriated ...

11
Apr

Advisor, THOMAS LAWS of Silver City, NM is now BARRED

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Advisor, THOMAS LAWS of Silver City, NM is now BARRED

Have you lost money with financial advisor Thomas Laws of Silver City, New Mexico?    We are continuing to look into allegations made against Thomas   Laws.  FINRA (the Financial Industry Regulatory Authority) began an investigation in Thomas Laws regarding allegations that he engaged in outside business activities or private securities transactions without notifying his brokerage ...

10.0David P Neuman

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