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UPDATE! WILLIAM GENNITY of Alexander Capital BARRED

Tag Archives: Alexander Capital

05
Mar

UPDATE! WILLIAM GENNITY of Alexander Capital BARRED

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UPDATE!  WILLIAM GENNITY of Alexander Capital BARRED

WILLIAM GENNITY of Alexander Capital, Barred from Securities Industry   Have you lost money with financial advisor William Gennity, formerly with Alexander Capital in New York?  We are continuing our investigation into allegations made by the SEC (Securities and Exchange Commission), against William (or Billy) C. Gennity and another former Alexander Capital representative, Rocco Roveccio.  ...

07
Feb

Michael Castillero, formerly with Alexander Capital, Barred by FINRA

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Michael Castillero, formerly with Alexander Capital, Barred by FINRA

Michael Castillero, formerly with Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Michael Castillero of New York, New York?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael A. Castillero. FINRA barred Castillero from the securities industry after he failed to respond to a ...

03
Jul

INVESTOR ALERT! Alexander Capital and Supervisors FINED by the SEC

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INVESTOR ALERT!  Alexander Capital and Supervisors FINED by the SEC

Alexander Capital and Two Supervisors Fined by SEC   The Securities and Exchange Commission (SEC) recently brought a regulatory action against Alexander Capital and two of its supervisors, Barry Eisenberg and Philip Noto.  The SEC alleged that Alexander Capital, Eisenberg, and Noto failed to adequately supervise the trading at Alexander Capital’s Staten Island, New York ...

17
Apr

WARNING! Impending Investigation – WILLIAM GENNITY and ROCCO ROVECCIO

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WARNING!  Impending Investigation – WILLIAM GENNITY and ROCCO ROVECCIO

William Gennity and Rocco Roveccio, formerly of Alexander Capital, Subject of SEC Complaint   Have you lost money with financial advisor William Gennity or Rocco Roveccio, formerly with Alexander Capital?  We are investigating allegations made by the SEC (Securities and Exchange Commission), against William (or Billy) C. Gennity and Rocco Roveccio.  SEC filed a complaint ...

29
Sep

WARNING! Investigation of LAURENCE TORRES

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WARNING!  Investigation of LAURENCE TORRES

Laurence Torres, formerly of Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Laurence Torres of Staten Island, New York?  We are investigating allegations made by the SEC (Securities and Exchange Commission), against Laurence or “Larry” M. Torres.  SEC filed an administrative complaint against Torres, alleging that he engaged in excessive ...

18
Apr

UPDATE! Peyton Jackson – New York, NY

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UPDATE!  Peyton Jackson – New York, NY

Peyton Jackson, formerly of Alexander Capital, Subject of Another FINRA Complaint   Have you lost money with financial advisor Peyton Jackson of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peyton N. Jackson. FINRA previously suspended Jackson for six months from the securities industry regarding allegations ...

12
Dec

WARNING! Impending Investigation: ANTHONY MASTROIANNI–New York, NY

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WARNING!  Impending Investigation: ANTHONY MASTROIANNI–New York, NY

Anthony Mastroianni, formerly of J.P. Turner and Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Anthony Mastroianni of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Mastroianni, Jr. FINRA barred Mastroianni after he failed to respond to an investigation.  FINRA ...

30
Aug

INVESTOR WARNING! Anthony Mastroianni, Jr. and Meyers & Associates, L.P. and J.P. Turner & Company, LLC

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INVESTOR WARNING!  Anthony Mastroianni, Jr. and Meyers & Associates, L.P. and J.P. Turner & Company, LLC

Israels & Neuman, PLC Investigates Anthony Mastroianni, Jr. CRD# 2151249, formerly of Meyers & Associates, L.P. and J.P. Turner & Company, LLC.   Have you lost money with financial advisor Anthony Mastroianni, Jr. CRD# 2151249, formerly of Meyers & Associates, L.P. and J.P. Turner & Company, LLC, New York, New York?  We are investigating allegations ...

02
May

WARNING! lmpending Investigation: PEYTON JACKSON, ALEXANDER CAPITAL, LEGEND SECURITIES, AND DAWSON JAMES SECURITIES

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WARNING!  lmpending Investigation:  PEYTON JACKSON, ALEXANDER CAPITAL, LEGEND SECURITIES, AND DAWSON JAMES SECURITIES

Peyton Jackson, Alexander Capital, Legend Securities, and Dawson James Securities   Have you lost money with financial advisor Peyton Jackson of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peyton N. Jackson. FINRA suspended Jackson for six months from the securities industry regarding allegations about failing ...

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