10.0David P Neuman
(720) 599-3505

Have You Lost Money With JAMES UNGER of Shaker Heights, OH?

Tag Archives: Cleveland

01
Feb

Have You Lost Money With JAMES UNGER of Shaker Heights, OH?

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Have You Lost Money With JAMES UNGER of Shaker Heights, OH?

James Unger, formerly with Hennion & Walsh, Charged with Wire Fraud   Have you lost money investing with financial advisor James Unger?  Our firm is investigating allegations regarding James M. Unger from Shaker Heights, Ohio, who was recently charged with wire fraud for allegedly embezzling $287,000 from a customer, according to Financial-Planning.com.  Unger was charged ...

24
Aug

WARNING! Investigation of JOHN CORRENTI

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WARNING!  Investigation of JOHN CORRENTI

John Correnti, formerly of AXA Advisors, Barred from Securities Industry   Have you lost money with financial advisor John Correnti of Cleveland, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John P. Correnti. FINRA barred Correnti from the securities industry after he failed to respond to a FINRA investigation.  ...

19
Jul

UPDATE! KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities

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UPDATE!  KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities

KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities   Have you lost money in KGTA Petroleum?  We are continuing our investigation into allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and ...

27
Jun

WARNING! Impending Investigation: DARRIN FARROW and ROYAL ALLIANCE ASSOCIATES

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WARNING!  Impending Investigation:  DARRIN FARROW and ROYAL ALLIANCE ASSOCIATES

Darrin Farrow and Royal Alliance Associates   Have you lost money with financial advisor Darrin Farrow of Rocky River, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Darrin B. Farrow. FINRA suspended Farrow from the securities industry for 12 months for selling investments without approval from his brokerage firm, ...

02
Feb

ISRAELS & NEUMAN, PLC – OHIO SECURITIES ATTORNEYS

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ISRAELS & NEUMAN, PLC – OHIO SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Ohio Securities Attorneys   Section 1707.44 of the Ohio Securities Act   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Ohio residents who have been wronged by their stockbrokers and brokerage firms.  Our investment fraud attorneys have previously represented a number of Ohio investors, including some ...

17
Dec

Lincoln Financial Advisors Corp. FINED for Failing to Supervise Financial Advisor

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Lincoln Financial Advisors Corp. FINED for Failing to Supervise Financial Advisor

Lincoln Financial Advisors Corporation Fined for Failing to Adequately Supervise Paul A. Thomas   We are currently investigating allegations made against Lincoln Financial Advisors Corporation, a Fort Wayne, Indiana-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) filed a regulatory complaint against Lincoln Financial Advisors, alleging that it failed to adequately supervise the activities ...

19
Oct

UPDATE: Investigation of KGTA PETROLEUM, JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD, and PRIMESOLUTIONS SECURITIES

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UPDATE:  Investigation of KGTA PETROLEUM, JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD, and PRIMESOLUTIONS SECURITIES

KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities   Have you lost money in KGTA Petroleum?  We are continuing our investigation into allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and ...

16
Apr

UPDATE! KGTA PETROLEUM, JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD and PRIMESOLUTIONS SECURITIES

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KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities Have you lost money in KGTA Petroleum?  We are currently investigating allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and operator Kenneth A. ...

09
Dec

UPDATE! Investigation of KGTA PETROLEUM and JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD, and PRIM SOLUTIONS SECURITIES

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KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities Have you lost money in KGTA Petroleum?  We are currently investigating allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and operator Kenneth A. ...

07
Aug

WARNING! Impending Investigation–FINANCIAL AMERICA SECURITIES, JOHN RUKENBROD, PAUL CARLETON and CHRISTOPHER MCKENNA

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Financial America Securities, Inc., John Rukenbrod, Paul Carleton, and Christopher McKenna We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Financial America Securities Inc., John Rukenbrod, Paul Carleton, and Christopher McKenna.  FINRA recently fined Financial America Securities $27,500 and Rukenbrod $5,000 (in addition to suspending Rukenbrod two months in any principal ...

10.0David P Neuman

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