10.0David P Neuman
(720) 599-3505

UPDATE! Lester Burroughs BARRED – Torrington, CT

Tag Archives: Colorado

15
Jan

UPDATE! Lester Burroughs BARRED – Torrington, CT

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UPDATE!  Lester Burroughs BARRED – Torrington, CT

Lester Burroughs, with Lincoln Investment, Barred from Securities Industry Have you lost money with financial advisor Lester W. Burroughs of Torrington, Connecticut?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Lester William Burroughs.  The SEC barred Lester Burroughs from the securities industry regarding allegations that he stole ...

10
Jan

STEVEN PAGARTANIS Sentenced to Prison – East Setauket, NY

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STEVEN PAGARTANIS Sentenced to Prison – East Setauket, NY

Steven Pagartanis, formerly with Lombard Securities, Sentenced to 170 Months in Prison   Have you lost money with financial advisor Steven Pagartanis of East Setauket, New York?  We are continuing to look into allegations made against Steven Pagartanis, who was charged with securities fraud and mail and wire fraud by the U.S. Attorney for the ...

08
Jan

GABRIEL HYNES of NYLife BARRED – St. Augustine, FL

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GABRIEL HYNES of NYLife BARRED – St. Augustine, FL

Gabriel Hynes, formerly with NYLife Securities, Barred from Securities Industry   Have you lost money with financial advisor Gabriel Hynes of St. Augustine, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gabriel W. Hynes.  FINRA barred Hynes from the securities industry after he failed to respond to a FINRA ...

07
Jan

INVESTIGATION: SHLOMO STRUGANO – Reseda, CA

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INVESTIGATION:  SHLOMO STRUGANO – Reseda, CA

Shlomo Strugano, formerly with First Allied Securities, Barred from Securities Industry   Have you lost money with financial advisor Shlomo Strugano of Reseda, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Shlomo Strugano.  FINRA barred Strugano from the securities industry after he failed to respond to a FINRA investigation.  ...

07
Jan

INVESTIGATION: John Chrysadakis of Norwalk, CT is BARRED

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John Chrysadakis, formerly with Northwestern Mutual Investment Services, Barred from Securities Industry   Have you lost money with financial advisor John Chrysadakis of Norwalk, Connecticut?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John A. Chrysadakis.  FINRA barred Chrysadakis from the securities industry after he failed to respond to a ...

03
Jan

INVESTOR ALERT: Stephen Carver of Peoria, IL is BARRED

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INVESTOR ALERT:  Stephen Carver of Peoria, IL is BARRED

Stephen Carver, formerly with Cetera Advisors, Barred from Securities Industry   Have you lost money with financial advisor Stephen Carver of Peoria, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Stephen C. Carver.  FINRA barred Steve Carver from the securities industry after he failed to respond to a FINRA ...

03
Jan

INVESTIGATION: John Cahill of Upper Saddle River, NJ

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INVESTIGATION:  John Cahill of Upper Saddle River, NJ

John Cahill, formerly with Janney Montgomery Scott, Barred from Securities Industry   Have you lost money with financial advisor John Cahill of Upper Saddle River, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John J. Cahill.  FINRA barred Cahill from the securities industry after he failed to respond ...

31
Dec

TED CADWALLADER of Ameriprise is Now BARRED

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Ted Cadwallader, formerly with Ameriprise Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Ted Cadwallader of Getzville, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ted W. Cadwallader.  FINRA barred Ted Cadwallader from the securities industry after he failed to respond to ...

27
Dec

Next Financial Group FINED for Selling REIT’s

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Next Financial Group FINED for Selling REIT’s

Next Financial Group Fined by Massachusetts Securities Division over REIT Sales Have you lost money investing in non-traded REITs with Next Financial Group?  We are investigating allegations made by the Massachusetts Securities Division against Next Financial , a Houston, Texas-based brokerage firm.   Massachusetts alleged that a representative of Next sold a number of non-traded ...

11
Dec

Investigation of GERALD COYNE – Harrisburg, PA

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Investigation of GERALD COYNE – Harrisburg, PA

Gerald Coyne, formerly with Cuso Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Gerald Coyne of Harrisburg, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gerald T. Coyne.  FINRA barred “J.T.” Coyne from the securities industry after he failed to respond to a ...

10.0David P Neuman

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