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INVESTOR ALERT! YOUSUF SALJOOKI Complaints, Lawsuits, and Fraud

Tag Archives: contingency

01
Aug

INVESTOR ALERT! YOUSUF SALJOOKI Complaints, Lawsuits, and Fraud

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INVESTOR ALERT!  YOUSUF SALJOOKI Complaints, Lawsuits, and Fraud

 Yousuf Saljooki, formerly with SW Financial, Suspended by FINRA   Have you lost money with financial advisor Yousuf Saljooki, formerly of SW Financial, from Melville, New York?  The law firm of Israels & Neuman is investigating Saljooki, who was recently suspended by FINRA (the Financial Industry Regulatory Authority) for nine months.  FINRA was investigating Saljooki ...

31
Jul

FRAUD ALERT! Cynthia Jones of Fidelity Brokerage BARRED – Boston, MA

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FRAUD ALERT!  Cynthia Jones of Fidelity Brokerage BARRED – Boston, MA

Cynthia Jones, previously with Fidelity Brokerage Services, Barred by FINRA   Have you lost money with financial advisor Cynthia Jones of Fidelity Brokerage Services?  The law firm of Israels & Neuman is investigating allegations made about Cynthia Rice Jones from Boston, Massachusetts.  FINRA (the Financial Industry Regulatory Authority) barred Jones from the securities industry after ...

19
Jul

ALERT! Complaints Against THOMAS MARINO of Delray Beach, FL

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ALERT!  Complaints Against THOMAS MARINO of Delray Beach, FL

Thomas Marino, previously with R.M. Stark & Co., Barred by FINRA   Have you lost money with financial advisor Thomas Marino?  The law firm of Israels & Neuman is investigating allegations made about Thomas John Marino from Delray Beach, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Marino from the securities industry after Marino failed ...

02
Jul

ALERT! DAVID ANTYPAS of LPL Financial SUSPENDED

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ALERT!  DAVID ANTYPAS of LPL Financial SUSPENDED

David Antypas, formerly with LPL Financial, Suspended Two Years from Securities Industry   Have you lost money with financial advisor David Antypas of Brentwood, Tennessee?  The law firm of Israels & Neuman is investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against David Philip Antypas.  Antypas was suspended from the securities industry for ...

26
Jun

DANIEL SOLIMAN of JP Morgan in New York Has Been BARRED

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DANIEL SOLIMAN of JP Morgan in New York Has Been BARRED

Daniel Soliman, formerly with JP Morgan Securities, Barred from Securities Industry   Have you lost money with financial advisor Daniel Soliman of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel M. Soliman. FINRA barred Soliman from the securities industry after he failed to respond to ...

26
Jun

Advisor JEFFREY SCHWEBACH of Dell Rapids, SD is SUSPENDED

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Advisor JEFFREY SCHWEBACH of Dell Rapids, SD is SUSPENDED

Jeffrey Schwebach, formerly with Independent Financial Group, Suspended from Securities Industry   Have you lost money with financial advisor Jeffrey Schwebach from Dell Rapids, South Dakota?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Jeffrey P. Schwebach. FINRA suspended Schwebach from the securities industry for eight months and ordered ...

25
Jun

WARNING! Investigation of Advisor KERRY HOFFMAN – Chicago, Illinois

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WARNING!  Investigation of Advisor KERRY HOFFMAN – Chicago, Illinois

SEC Complaint Against Kerry Hoffman and Investments in GT Media   Have you lost money with financial advisor Kerry L. Hoffman, formerly of LPL Financial and Union Capital Company?  The law firm of Israels & Neuman is  investigating allegations made by the Securities and Exchange Commission (SEC) against Kerry Hoffman.  The SEC alleged that Hoffman ...

24
May

FRAUD ALERT: Michael Bastardi of Securities America – New York

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FRAUD ALERT:  Michael Bastardi of Securities America – New York

Michael Bastardi, formerly with Securities America and National Securities Corp., Barred from Securities Industry   Have you lost money with financial advisor Michael Bastardi of Warwick, New York?    We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Bastardi. FINRA barred Bastardi from the securities industry after he failed to ...

15
May

UPDATE! Investigation of DEAN GRANT and Theft from Customers

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UPDATE!  Investigation of DEAN GRANT and Theft from Customers

Dean Grant, formerly with M Holdings Securities, Barred from Securities Industry Milledgeville, GA   Have you lost money investing with Dean Grant from Milledgeville, Georgia?  We are continuing to look into allegations made against Dean Harrison Grant, formerly an advisor with M Holdings Securities.  Dean Grant was barred from the securities industry by FINRA, after ...

10
May

Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

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Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

Have you lost money with financial advisor Robert Estevez of Investors Capital Corp. in Greenwich, Connecticut?   We are looking into allegations made by the Michigan Corporations, Securities & Commercial Licensing Bureau against Robert Estevez. Michigan denied an application for securities licensure filed by Estevez.  In denying his application, Michigan cited several reasons, including the ...

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