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INVESTIGATION of JAMES ANDERSON of Ameritas Investment Corp.

Tag Archives: conversion

04
Jun

INVESTIGATION of JAMES ANDERSON of Ameritas Investment Corp.

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INVESTIGATION of JAMES ANDERSON of Ameritas Investment Corp.

James F. Anderson, formerly Ameritas Investment Corp., Barred from Securities Industry   Have you lost money with financial advisor James Anderson of Dakota Dunes, South Dakota?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James F. Anderson. FINRA barred Anderson from the securities industry after he failed to respond to ...

14
Apr

FURMAN FORD of NYLife Securities ARRESTED – Raleigh, NC

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FURMAN FORD of NYLife Securities ARRESTED – Raleigh, NC

Have you lost money with financial advisor Furman Ford of NYLife Securities in Raleigh, North Carolina?    The law firm of Israels & Neuman looking into allegations made by the US Attorney for the Eastern District of North Carolina against Furman Alexander Ford. Ford was arrested and charged with eleven counts of mail and wire ...

09
Apr

Financial Advisor JAMES BYLENGA of Michigan BARRED

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Financial Advisor JAMES BYLENGA of Michigan BARRED

Have you lost money with financial advisor James Bylenga of Portage, Michigan?    We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against James C. Bylenga. FINRA barred Bylenga from the securities industry after he failed to respond to an investigation.  FINRA was investigating Bylenga regarding allegations that he borrowed money ...

02
Apr

BRADLEY LATTING of State Farm VP Management BARRED

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BRADLEY LATTING of State Farm VP Management BARRED

Have you lost money with financial advisor Bradley Latting of Lawton, Oklahoma?    We are continuing our investigation into allegations by the Financial Industry Regulatory Authority (FINRA) against Bradley Allen Latting.  Latting was barred from the securities industry by FINRA for failing to respond to an investigation.  FINRA was investigating Latting for allegedly converting or ...

27
Mar

OSCAR FRANCIS of MML Investors GUILTY of Mahum, Inc. FRAUD

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OSCAR FRANCIS of MML Investors GUILTY of Mahum, Inc. FRAUD

Have you lost money with financial advisor Oscar Francis of MML Investors or Mahum, Inc. in Fort Lauderdale, Florida?    We are investigating allegations made by the Securities and Exchange Commission (SEC) against Oscar Francis.  The SEC alleged that Oscar Francis misappropriated funds, while affiliated with MML Investor Services, in a fraudulent investment called Mahum, ...

15
Mar

UPDATE! TYLER WOODWARD of MML Investors Barred by FINRA

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UPDATE!  TYLER WOODWARD of MML Investors Barred by FINRA

  Have you invested with financial advisor Tyler Woodward of MML Investors Services in Colorado Springs, Colorado?   We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Tyler James Woodward. In March 2019, FINRA barred Woodward from the securities industry after he failed to respond to a FINRA ...

07
Mar

INVESTIGATION of THOMAS VON RECKERS of Wells Fargo

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INVESTIGATION of THOMAS VON RECKERS of Wells Fargo

 Have you lost money with financial advisor Thomas Von Reckers formerly of Wells Fargo?    Israels & Neuman is investigating allegations of former customers related to Thomas Von Reckers, who has worked in Wells Fargo offices in Denver and Lakewood, Colorado. Thomas Reckers’ CRD report, a public record maintained by FINRA, states that Reckers has ...

02
Mar

LON FACCINI of Cape Securities Subject of COMPLAINTS and Lawsuits

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LON FACCINI of Cape Securities Subject of COMPLAINTS and Lawsuits

 Have you lost money with financial advisor Lon C. Faccini, Jr. of Cape Securities?   We are investigating allegations of former customers related to Lon Faccini. Lon Faccini’s CRD report, a public record maintained by FINRA, states that Faccini has been the subject of six customer complaints and FINRA arbitration lawsuits.  The customers claim Faccini ...

29
Nov

UPDATE! Chris Kubiak Is Now BARRED by Wisconsin

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UPDATE!  Chris Kubiak Is Now BARRED by Wisconsin

Chris Kubiak, formerly with Freedom Investors Corp. and Calton & Associates, Now Barred by Wisconsin   -Brookfield, Wisconsin   Have you lost money with financial advisor Chris Kubiak of Brookfield, Wisconsin?  We are continuing our investigation into allegations made by the Wisconsin Department of Financial Institutions against Chris Raymond Kubiak.  Wisconsin alleged that Kubiak stole ...

19
Nov

Advisor ROBERT BASILE Steals Money From Elderly Mother’s Account

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Advisor ROBERT BASILE Steals Money From Elderly Mother’s Account

Robert Basile, formerly with Waddell & Reed, Barred by FINRA   Have you lost money with financial advisor Robert Basile of Riverside, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert Lee Basile. FINRA barred Basile from the securities industry regarding allegations that he stole or converted $130,000 from ...

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