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Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

Tag Archives: convert

10
Sep

Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

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Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

Apostolos Pitsironis, previously with Janney Montgomery Scott, Barred by FINRA   Have you lost money with financial advisor Apostolos Pitsironis?  We are investigating allegations made about Apostolos N. Pitsironis from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) barred Pitsironis from the securities industry after Pitsironis regarding allegations that he converted over $411,000 from ...

02
Jul

FRAUD ALERT! JAMES BOOTH of Invest Financial Corp. and LPL Financial – Norwalk, CT

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FRAUD ALERT!  JAMES BOOTH of Invest Financial Corp. and LPL Financial – Norwalk, CT

James Booth, formerly with Invest Financial Corp. in Norwalk, Connecticut, Barred from Securities Industry   Have you lost money with financial advisor James Booth of Norwalk, Connecticut?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James Thomas Booth. FINRA barred Booth from the securities ...

01
May

Advisor ANSELMO CONTRERAS Barred by FINRA – Angleton, TX

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Advisor ANSELMO CONTRERAS Barred by FINRA – Angleton, TX

Have you lost money with financial advisor Anselmo Contreras from Angleton, Texas?    The law firm of Israels & Neuman is currently investigating allegations made against Anselmo Contreras, Jr., who previously worked with Cambridge Investment Research.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Contreras, alleging that he converted or misappropriated ...

14
Nov

UPDATE! KYLE HARRINGTON Barred for Stealing Money

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UPDATE!  KYLE HARRINGTON Barred for Stealing Money

Kyle Harrington, of San Diego, California, Barred from Securities Industry   Have you lost money with financial advisor Kyle Harrington of San Diego, California?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Kyle Harrington. FINRA brought a claim against Harrington, making several allegations.   FINRA alleged that ...

11
Oct

INVESTOR ALERT! THOMAS DAVIS and Wells Fargo LOSSES – Hilton Head Island, SC

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INVESTOR ALERT!  THOMAS DAVIS and Wells Fargo LOSSES – Hilton Head Island, SC

Thomas Davis, formerly of Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor, Thomas Davis of Hilton Head Island, South Carolina?  We are investigating into allegations made against Thomas Davis by FINRA (the Financial Industry Regulatory Authority).  FINRA barred him from the securities industry after he failed to respond to ...

10
Oct

WILFRED RODRIGUEZ of Wells Fargo and STOLEN MONEY? -Boca Raton, FL

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WILFRED RODRIGUEZ of Wells Fargo and STOLEN MONEY?  -Boca Raton, FL

Wilfred Rodriguez, formerly of Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor, Wilfred Rodriguez of Boca Raton, Florida?  We are investigating into allegations made by against Wilfred Rodriguez by FINRA (the Financial Industry Regulatory Authority).  FINRA barred Wilfred Rodriguez from the securities industry after he failed to respond to ...

05
Oct

UPDATE! MATTHEW KERBY BARRED – Paoli, IN

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UPDATE!  MATTHEW KERBY BARRED – Paoli, IN

Matthew Kerby, formerly with Edward Jones Barred by Indiana   Have you lost money with financial advisor Matthew Kerby of Paoli, Indiana?  We are continuing our investigation into allegations made against Matthew D. Kerby.  The Indiana Securities Commission barred Kerby from the securities industry.  Kerby was barred after he was the subject of an earlier ...

30
Aug

INVESTOR ALERT! Daniel Winger of PFS Investments BARRED

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INVESTOR ALERT!  Daniel Winger of PFS Investments BARRED

Daniel Winger, formerly of PFS Investments, Barred from Securities Industry by FINRA   Have you lost money with financial advisor Daniel Winger of Federal Way, Washington?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Daniel Noah Winger.  Daniel Winger was barred from the securities industry by FINRA after it was ...

05
Jun

WARNING! Impending Investigation – JOHN WADE of Fullerton, CA

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WARNING!  Impending Investigation – JOHN WADE of Fullerton, CA

John Wade, formerly with U.S. Bancorp Investments, Barred from Securities Industry   Have you lost money with financial advisor John Wade of Fullerton, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John Douglas Wade. FINRA barred Wade from the securities industry regarding allegations that he stole or converted $105,000 ...

04
Apr

Have You Lost Money With LAURA ORTEGA SHEAN of Medford, OR?

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Have You Lost Money With LAURA ORTEGA SHEAN of Medford, OR?

Laura Ortega Shean, formerly with LPL Financial, Barred from Securities Industry   Have you lost money with financial advisor Laura Ortega Shean of Medford, Oregon?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Laura Ortega Shean. FINRA barred Ortega Shean from the securities industry regarding allegations that she stole or ...

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