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Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

Tag Archives: Corp.

10
May

Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

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Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

Have you lost money with financial advisor Robert Estevez of Investors Capital Corp. in Greenwich, Connecticut?   We are looking into allegations made by the Michigan Corporations, Securities & Commercial Licensing Bureau against Robert Estevez. Michigan denied an application for securities licensure filed by Estevez.  In denying his application, Michigan cited several reasons, including the ...

25
Feb

INVESTIGATION: ERIC ROLSHOVEN of FSC Securities

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INVESTIGATION:  ERIC ROLSHOVEN of FSC Securities

Have you lost money with financial advisor Eric Rolshoven of FSC Securities Corp.?    We are investigating allegations of former customers related to Eric Rolshoven (CRD # 1601679)  who has worked in Missoula, Montana; Florence, Montana; and Eagle, Idaho. Eric D. Rolshoven’s CRD report, a public record maintained by FINRA, states that Rolshoven has been ...

10
Sep

INVESTOR WARNING! Complaints Against MATTHEW FLEISSNER

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INVESTOR WARNING!  Complaints Against MATTHEW FLEISSNER

Matthew Fleissner, formerly with National Securities Corp., Subject of Three Complaints   Have you lost money with financial advisor Matthew Fleissner of New York, New York?  We are investigating allegations made against Matthew Fleissner.  According to FINRA’s BrokerCheck, Fleissner has been the subject of three customer complaints, many alleging claims regarding unit investment trusts (UITs) ...

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