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DecUPDATE! ADAM LOPEZ Barred After Swindling Customers
Adam Lopez from Springfield, Illinois Barred from Securities Industry Have you lost money with financial advisor Adam Lopez from Springfield, Illinois? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Adam Michael Lopez. FINRA barred Lopez from the securities industry after he failed to respond to an investigation. FINRA ...
21
OctADAM LOPEZ and Country Capital Complaints – Springfield, IL
Adam Lopez of Country Capital Subject of Illinois Securities Department Complaint Have you lost money with financial advisor Adam Lopez from Springfield, Illinois? We are continuing our investigation into allegations made by the Illinois Securities Department against Adam Lopez, who has been registered with Country Capital Management Company. Illinois alleged that Lopez swindled his ...
