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WARNING! Impending Investigation – GEORGE TAYLOR of Litchfield, CT

Tag Archives: crowdfunding

20
Jul

WARNING! Impending Investigation – GEORGE TAYLOR of Litchfield, CT

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WARNING!  Impending Investigation – GEORGE TAYLOR of Litchfield, CT

George Taylor, with Fairport Capital, Subject of SEC Complaint   Have you lost money with financial advisor George Taylor of Litchfield, Connecticut?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against George Lewis Taylor.  The SEC alleged that Taylor and his advisory company, Temenos Advisory, steered numerous clients into risky private ...

15
Dec

uFundingPortal.com EXPELLED by FINRA

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uFundingPortal.com EXPELLED by FINRA

uFundingPortal.com Expelled by FINRA   We are currently investigating allegations made against UFP, LLC (uFundingPortal.com), a Herndon, Virginia-based online crowdfunding portal.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against UFP, alleging that it:   lacked a reasonable basis for believing that certain companies offering securities through its online crowdfunding portal had complied ...

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