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UPDATE! DONALD SOUTHWICK of Troy, MI

Tag Archives: debenture

11
Jun

UPDATE! DONALD SOUTHWICK of Troy, MI

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UPDATE!  DONALD SOUTHWICK of Troy, MI

Former President of CSSC Brokerage Services Suspended and Fined for Failing to Adequately Supervise Donald Southwick   Have you lost money with financial advisor Donald Southwick of Troy, Michigan?  We are continuing our investigation into allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald P. Southwick. In 2017, FINRA suspended Southwick six months ...

02
Oct

WARNING! Investigation of DONALD SOUTHWICK

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WARNING!  Investigation of DONALD SOUTHWICK

Donald Southwick from Troy, Michigan Suspended Six Months From Securities Industry   Have you lost money with financial advisor Donald Southwick of Troy, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald P. Southwick. FINRA suspended Southwick six months from the securities industry.   FINRA alleged that Donald Southwick ...

13
Jul

WARNING! Impending Investigation: LAWRENCE ROBERSON and CAPITAL CITY SECURITIES, LLC

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WARNING!  Impending Investigation:  LAWRENCE ROBERSON and CAPITAL CITY SECURITIES, LLC

Lawrence Roberson and Capital City Securities, LLC   Have you lost money with financial advisor Lawrence Roberson of Detroit, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Lawrence or “Larry” R. Roberson. FINRA barred Roberson from the securities industry after he made misrepresentations in connection with the sale of ...

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