10.0David P Neuman
(720) 599-3505

ROBERT MONTES of Morgan Stanley BARRED – Palm Harbor, FL

Tag Archives: elder fraud

25
Jul

ROBERT MONTES of Morgan Stanley BARRED – Palm Harbor, FL

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ROBERT MONTES of Morgan Stanley BARRED – Palm Harbor, FL

Robert Montes, previously with Morgan Stanley, Barred by FINRA   Have you lost money with financial advisor Robert Montes?  We are investigation allegations made about Robert Frederico Montes from Palm Harbor, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Montes from the securities industry after Montes failed to respond to its investigation.   FINRA was investigating ...

02
Jul

ALERT! DAVID ANTYPAS of LPL Financial SUSPENDED

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ALERT!  DAVID ANTYPAS of LPL Financial SUSPENDED

David Antypas, formerly with LPL Financial, Suspended Two Years from Securities Industry   Have you lost money with financial advisor David Antypas of Brentwood, Tennessee?  The law firm of Israels & Neuman is investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against David Philip Antypas.  Antypas was suspended from the securities industry for ...

04
Dec

Oberweis Securities Advisor Accused of “BORROWING” Client Money

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Oberweis Securities Advisor Accused of “BORROWING” Client Money

Ralph Von Lutzow, formerly with Oberweis Securities, Barred from Securities Industry   –Sarasota, FL   Have you lost money with financial advisor Ralph Von Lutzow of Sarasota, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ralph Richard Von Lutzow. FINRA barred Ralph Von Lutzow from the securities industry regarding ...

25
Sep

FRAUD VICTIMS of JOHN SCHMIDT in Dayton, OH May Be Awarded $ Money

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FRAUD VICTIMS of JOHN SCHMIDT in Dayton, OH May Be Awarded $ Money

John Schmidt, formerly with Wells Fargo, Subject of SEC Complaint   Have you lost money investing with John Schmidt from Dayton, Ohio?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against John Gregory Schmidt, formerly with Wells Fargo.  Schmidt was the subject of a complaint by the SEC, who seeks civil ...

05
Sep

DAVID DEL RIO Fraud Victims May Be Awarded Money – Lehigh Acres, FL

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DAVID DEL RIO Fraud Victims May Be Awarded Money – Lehigh Acres, FL

David Del Rio, formerly with Suntrust Investment Services, Arrested and Charged with Theft   Have you lost money investing with David Del Rio of Lehigh Acres, Florida?  We are investigating allegations made against David Del Rio, a financial advisor that was formerly affiliated with Suntrust Investment Services.  According to the Sun Sentinel, Del Rio was ...

16
Aug

UPDATE! MATTHEW MACZKO of WELLS FARGO in Trouble – Oak Brook, IL

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UPDATE!  MATTHEW MACZKO of WELLS FARGO in Trouble – Oak Brook, IL

Matthew Maczko from Oak Brook, Illinois Subject of  Illinois Securities Department Complaint   Have you lost money with financial advisor Matthew Maczko from Oak Brook, Illinois?  We are continuing our investigation into allegations made against Matthew M. Maczko, who previously worked with Wells Fargo Advisors.  The Illinois Securities Department brought a complaint against Maczko after ...

10
Mar

ELDER FRAUD ALERT! Mark Kaplan and Vanderbilt Securities

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ELDER FRAUD ALERT!  Mark Kaplan and Vanderbilt Securities

Mark Kaplan, formerly with Vanderbilt Securities, Barred from the Securities Industry   Have you lost money with financial advisor Mark Kaplan of Woodbury, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mark Kaplan. FINRA barred Kaplan from the securities industry regarding allegations that he engaged in excessive trading ...

30
Aug

PRESS RELEASE: Israels & Neuman, PLC Files Arbitration Claim Associated with Doug Simanski Investment Losses

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PITTSBURGH, Aug. 30, 2016 /PRNewswire/ — Israels & Neuman, PLC is a securities fraud law firm with offices in Denver, Seattle, and Ann Arbor.  Israels & Neuman announces that its investment fraud attorneys have filed an arbitration claim in the Financial Industry Regulatory Authority (FINRA) Dispute Resolution System arising from losses incurred on behalf of two former ...

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