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ERIC NICHOLS of Rolling Hills, CA Suspended

Tag Archives: Eric Nichols

31
Jul

ERIC NICHOLS of Rolling Hills, CA Suspended

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ERIC NICHOLS of Rolling Hills, CA Suspended

Eric Nichols, formerly with Morgan Stanley, Suspended by FINRA   Have you lost money with financial advisor Eric Nichols of Rolling Hills, California?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric Nichols. FINRA suspended Nichols from the securities industry for fifteen days and fined him $5,000.  FINRA was ...

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