10.0David P Neuman
(720) 599-3505

WARNING! Impending Investigation–FINANCIAL AMERICA SECURITIES, JOHN RUKENBROD, PAUL CARLETON and CHRISTOPHER MCKENNA

Tag Archives: Financial America Securities Inc.

07
Aug

WARNING! Impending Investigation–FINANCIAL AMERICA SECURITIES, JOHN RUKENBROD, PAUL CARLETON and CHRISTOPHER MCKENNA

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Financial America Securities, Inc., John Rukenbrod, Paul Carleton, and Christopher McKenna We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Financial America Securities Inc., John Rukenbrod, Paul Carleton, and Christopher McKenna.  FINRA recently fined Financial America Securities $27,500 and Rukenbrod $5,000 (in addition to suspending Rukenbrod two months in any principal ...

10.0David P Neuman

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