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Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

Tag Archives: Illinois

06
Feb

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

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Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA   Have you lost money with financial advisor Bhenoy Dembla of Chicago, Illinois?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Bhenoy “Ben” Dembla. FINRA barred Dembla from the securities industry regarding allegations that he entered and later cancelled 41 ...

18
Jan

UPDATE! JAY WEISER of DesPain Financial Barred – Earlville, IL

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UPDATE!  JAY WEISER of DesPain Financial Barred – Earlville, IL

Jay Weiser, formerly with DesPain Financial Corp., Barred by FINRA   Have you lost money with financial advisor Jay Weiser from Earlville, Illinois investing in Woodbridge?  We are looking into allegations made FINRA (the Financial Industry Regulatory Authority) against Jay R. Weiser.  Weiser was barred from the securities industry by FINRA after he failed to ...

18
Dec

UPDATE! ADAM LOPEZ Barred After Swindling Customers

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UPDATE!  ADAM LOPEZ Barred After Swindling Customers

Adam Lopez from Springfield, Illinois Barred from Securities Industry   Have you lost money with financial advisor Adam Lopez from Springfield, Illinois?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Adam Michael Lopez.  FINRA barred Lopez from the securities industry after he failed to respond to an investigation.  FINRA ...

02
Dec

COMPLAINTS Against JAY WEISER, Woodbridge, and FIP

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COMPLAINTS Against JAY WEISER, Woodbridge, and FIP

Jay Weiser, formerly with DesPain Financial Corp., Subject of Illinois Securities Department Complaint   -Earlville, IL   Have you lost money with financial advisor Jay Weiser from Earlville, Illinois?  We are looking into allegations made by the Illinois Securities Department against Jay W. Weiser. Weiser was being investigated regarding allegations that he sold investments in ...

30
Nov

Complaints Against MARK FLANAGAN of Citigroup Global

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Complaints Against MARK FLANAGAN of Citigroup Global

Mark Flanagan, formerly with Citigroup Global Markets, Barred from Securities Industry   -Highland Park, Illinois   Have you lost money with financial advisor Mark Flanagan from Highland Park, Illinois?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Mark J. Flanagan. FINRA barred Flanagan from the securities industry after he ...

16
Nov

CAROL HOLESHA Suspended for “Borrowing” Money from Customers

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CAROL HOLESHA Suspended for “Borrowing” Money from Customers

Carol Holesha, formerly with LPL Financial, Suspended Five Months from Securities Industry   Have you lost money with financial advisor Carol Holesha of Chicago, Illinois?  We are investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against Carol Ann Holesha.  Holesha was suspended from the securities industry for five months regarding allegations that she ...

31
Oct

PIABA Awards Attorney AARON ISRAELS for Outstanding Service

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PIABA Awards Attorney AARON ISRAELS for Outstanding Service

PIABA Awards Aaron Israels for Outstanding Service at its Annual Meeting   We are pleased to announce that one of Israels & Neuman, PLC’s partners, Aaron Israels, was recognized at the 2018 annual meeting of the Public Investors Arbitration Bar Association (“PIABA”), for his outstanding service to PIABA.  He was one of three attorneys recognized ...

30
Oct

ERIC HESSE Investor Complaints – Chicago, IL

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ERIC HESSE Investor Complaints – Chicago, IL

Eric Hesse from Chicago, Illinois Subject of  Illinois Securities Department Complaint   Have you lost money with financial advisor Eric Hesse from Chicago, Illinois?  We are continuing our investigation into allegations made by the Illinois Securities Department against Eric A. Hesse, who has been registered with Citigroup and U.S. Bancorp Investments.  Illinois alleged that Hesse ...

21
Oct

ADAM LOPEZ and Country Capital Complaints – Springfield, IL

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ADAM LOPEZ and Country Capital Complaints – Springfield, IL

Adam Lopez of Country Capital Subject of  Illinois Securities Department Complaint   Have you lost money with financial advisor Adam Lopez from Springfield, Illinois?  We are continuing our investigation into allegations made by the Illinois Securities Department against Adam Lopez, who has been registered with Country Capital Management Company.  Illinois alleged that Lopez swindled his ...

17
Sep

INVESTOR WARNING! Investigation of THOMAS LOGUE – Hinsdale, IL

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INVESTOR WARNING!  Investigation of THOMAS LOGUE – Hinsdale, IL

Thomas Logue, formerly with American Independent Securities Group, Barred from Securities Industry   Have you lost money with financial advisor Thomas Logue of Hinsdale, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas Joseph Logue, Jr. FINRA barred Logue from the securities industry after he failed to respond to ...

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