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HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

Tag Archives: Inc.

14
Dec

HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

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HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

Hector May, formerly with Securities America, Pleads Guilty to $11 Million Fraud   Our firm is continuing its investigation into Hector A. May of New City, New York and  Rockland, New York, who just pleaded guilty to an $11 million fraud in which he misappropriated funds from customers.  May, who formerly was an advisor with ...

24
Jul

Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

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Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

Israels & Neuman Obtains FINRA Award for Albuquerque, New Mexico Resident   Israels & Neuman has just recently obtained a default FINRA (Financial Industry Regulatory Authority) Award on behalf an Albuquerque, New Mexico resident against former brokerage firm, Legend Securities, Inc.  The Albuquerque investor alleged that a former representative of Legend Securities recommended that he ...

25
Aug

CAMARCO INVESTMENTS, INC. VICTIMS: COLORADO RECOVERY ASSISTANCE

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CAMARCO INVESTMENTS, INC. VICTIMS: COLORADO RECOVERY ASSISTANCE

Israels & Neuman, PLC, Colorado Attorneys Serving Clients in Colorado Springs and Denver   Have you lost money with Camarco Investments, Inc.?  Our Colorado law firm and its Colorado attorneys are ready to meet with you in person to discuss your legal issues regarding your investment losses with Sonya Camarco and LPL Financial, LLC and ...

15
Aug

SONYA CAMARCO Sued by SEC for Theft

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SONYA CAMARCO Sued by SEC for Theft

 Sonya Camarco of Colorado Springs Sued By SEC forTheft   Have you lost money with financial advisor Sonya Camarco?  Our law firm has launched an independent investigation into allegations made by the Securities and Exchange Commission against Sonya Camarco. The SEC recently filed a complaint against Camarco that alleges that she misappropriated over $2.8 million ...

23
Dec

WARNING! Investigation: PRINCIPAL SECURITIES, INC.

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WARNING!  Investigation:  PRINCIPAL SECURITIES, INC.

Principal Securities, Inc. and Consolidated Reports   We are currently investigating allegations made against Principal Securities, Inc., a Des Moines, Iowa-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Principal Securities, Inc. (formerly known as Princor Financial Services Corp.), making allegations regarding its failure to supervise consolidated reports from ...

01
Sep

INVESTOR NOTICE! Investigation of Walter Energy Stock Losses with Morgan Stanley

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INVESTOR NOTICE: Investigation of Walter Energy Stock Losses with Morgan Stanley   Israels & Neuman is investigating losses incurred by investors in Walter Energy, Inc. (WLTGQ), and particularly, those investors who invested through Morgan Stanley.   Walter Energy used to be one of the largest producers of coal in the state of Alabama.  The company ...

12
Jan

Israels & Neuman, PLC files Arbitration Claim Against WESTERN INTERNATIONAL SECURITIES, INC. and DAWN BENNETT

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Israels & Neuman, PLC files Arbitration Claim Against WESTERN INTERNATIONAL SECURITIES, INC. and DAWN BENNETT

Israels & Neuman, PLC Files FINRA Arbitration Claim Against Western International Securities, Inc. and Dawn Bennett   FOR IMMEDIATE RELEASE:  Israels & Neuman, PLC announces that it has filed a Financial Industry Regulatory Authority (FINRA) Arbitration Claim against Western International Securities, Inc., and Dawn Bennett.  Dawn Bennett, who is from the Washington, D.C-area, hosted a radio ...

26
Oct

UPDATE: Investigation of MARC A. ARENA of National Securities Corp. and Newport Coast Securities

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UPDATE:  Investigation of MARC A. ARENA of National Securities Corp. and Newport Coast Securities

UPDATE to Israels & Neuman, PLC investigation of MARC A. ARENA of NATIONAL SECURITIES CORPORATION and NEWPORT COAST SECURITIES, INC. of Westbury, New York   Israels & Neuman, PLC previously reported that FINRA, the Financial Industry Regulatory Authority named Marc Arena as a Respondent in a Complaint alleging that he failed to adequately supervise a ...

12
Aug

Israels & Neuman PLC files Arbitration Claim Against Todd Joseph Henrich and National Securities Corp.

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Israels & Neuman, PLC files FINRA Arbitration Claim against National Securities Corporation and registered representative Todd Joseph Henrich alleging Breach of Fiduciary Duty, Fraud, Failure to Supervise, and Churning Accounts. FOR IMMEDIATE RELEASE Israels & Neuman, PLC announces that it has filed a Financial Industry Regulatory Authority (FINRA) Arbitration Claim against National Securities Corporation (CRD ...

23
Apr

FOR IMMEDIATE RELEASE: Israels & Neuman, PLC Launches Investigation Into Quicksilver Resources, Inc. Bankruptcy Filing

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FOR IMMEDIATE RELEASE:  Israels & Neuman, PLC Launches Investigation Into Quicksilver Resources, Inc. Bankruptcy Filing Israels & Neuman, PLC, is a securities fraud law firm with offices in Denver and the Seattle-area.  We hereby announce that we have launched an independent investigation into the bankruptcy filing of Quicksilver Resources, Inc. (KWKAQ, KWKA, and/or KWK) and ...

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