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WARNING! Impending Investigation: RAINMAKER SECURITIES LLC and PRIVATE PLACEMENTS

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24
Jul

WARNING! Impending Investigation: RAINMAKER SECURITIES LLC and PRIVATE PLACEMENTS

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Rainmaker Securities LLC and Private Placements   We are currently investigating allegations made against Rainmaker Securities, LLC, a Chicago, Illinois-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) filed a complaint against Rainmaker Securities and its President, Glen W. Anderson.  FINRA alleges that from 2011 to 2014, Rainmaker Securities and Glen Anderson failed to ...

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