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UPDATE! KYUSUN KIM or “Kenny Kim” of Independent Financial Group

Tag Archives: Independent Financial Group

28
Jan

UPDATE! KYUSUN KIM or “Kenny Kim” of Independent Financial Group

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UPDATE!  KYUSUN KIM or “Kenny Kim” of Independent Financial Group

Kyusun Kim, formerly of Independent Financial Group, Subject of Arizona Corporation Commission Complaint   Have you lost money with financial advisor Kyusun Kim of San Diego, California?  We are continuing our investigation into allegations made by the Arizona Corporation Commission against Kyusun or “Kenny” Kim.  Kim was the subject of this complaint because he was ...

20
Oct

WILLIAM DERRINGTON of KCD Financial Accused of STEALING MONEY

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WILLIAM DERRINGTON of KCD Financial Accused of STEALING MONEY

William Derrington, formerly with KCD Financial, Subject of Washington Securities Division Complaint   Have you lost money with financial advisor William Derrington of Bellevue, Washington?  We are investigating allegations made by the Washington Securities Division.   Washington alleged that Derrington borrowed money from a customer and never paid it back.  Derrington did not have permission from ...

04
Oct

Investigation of JON PARISER – Pacific Grove, CA

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Investigation of JON PARISER – Pacific Grove, CA

Jon Pariser, formerly with Independent Financial Group, Barred from Securities Industry   Have you lost money with financial advisor Jon Pariser of Pacific Grove, California?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Jon Richard Pariser. FINRA barred Pariser from the securities industry after he failed to ...

27
Jun

WARNING! Investigation of KYUSUN KIM of San Diego, CA

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WARNING!  Investigation of  KYUSUN KIM of San Diego, CA

Kyusun Kim, formerly of Independent Financial Group, Barred from Securities Industry by FINRA   Have you lost money with financial advisor Kyusun Kim of San Diego, California?  We are continuing our investigation into allegations made by FINRA (the Financial Industry Regulatory Authority), against Kyusun or “Kenny” Kim.  Kim was barred from the securities industry by ...

11
Nov

WARNING! Investigation of STEPHEN WINKELMAN from WICHITA, KS

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WARNING!  Investigation of  STEPHEN WINKELMAN from WICHITA, KS

WARNING!  Stephen Winkelman from Wichita, Kansas   Have you lost money with financial advisor Stephen Winkelman of Wichita, Kansas?  We are continuing our investigation into allegations made the Kansas Securities Commission, against Stephen E. Winkelman, Jr.  The Kansas Securities Commission revoked Winkelman’s securities license after he failed to respond to an investigation.   Kansas was ...

03
Aug

WARNING! Impending Investigation: BRIAN EGAN and INDEPENDENT FINANCIAL GROUP

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WARNING!  Impending Investigation:  BRIAN EGAN and INDEPENDENT FINANCIAL GROUP

Brian Egan and Independent Financial Group   Have you lost money with financial advisor Brian Egan of Laguna Niguel, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Brian J. Egan. FINRA barred Egan from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating ...

06
Jul

WARNING! Impending Investigation: BRIAN LOCKETT and GENEOS WEALTH MANAGEMENT

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WARNING!  Impending Investigation:  BRIAN LOCKETT and GENEOS WEALTH MANAGEMENT

Brian Lockett and Geneos Wealth Management   Have you lost money with financial advisor Brian Lockett of Lynnwood, Washington?  We are investigating allegations made against Brian J. Lockett. According to Brian Lockett’s BrokerCheck report, Lockett has been the subject of at least four customer complaints between December 2012 and the present.  The customer complaints allege ...

07
Jun

WARNING! Impending Investigation: JOHN HEATH and INDEPENDENT FINANCIAL GROUP

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WARNING!  Impending Investigation:  JOHN HEATH and INDEPENDENT FINANCIAL GROUP

John Heath and Independent Financial Group   Have you lost money with financial advisor John Heath of Bloomington, Minnesota?  We are investigating allegations made by Minnesota Department of Commerce, against John V. Heath. Minnesota is investigating Heath regarding allegations that he engaged in dishonest and deceptive activities related to client funds.  According to John Heath’s ...

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