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COMPLAINTS Against KIMBERLY SREDICH of Michigan

Tag Archives: Investigation

22
Apr

COMPLAINTS Against KIMBERLY SREDICH of Michigan

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COMPLAINTS Against KIMBERLY SREDICH of Michigan

Have you lost money with financial advisor Kimberly Sredich of Grand Blanc, Michigan?    We are looking into allegations made by the Securities and Exchange Commission (SEC), against Kimberly Sredich. The SEC filed a complaint against Sredich, alleging that Sredich misappropriated or stole almost $340,000 from customers.  Sredich worked as a sales assistant for Worklife ...

16
Apr

UPDATE! JAMES SCHWARTZ of Aegis Capital is BARRED

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UPDATE!  JAMES SCHWARTZ of Aegis Capital is BARRED

Have you lost money with financial advisor James B. Schwartz in New York?    We are continuing to look into allegations made about James Bradley Schwartz from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) barred Schwartz from the securities industry.   FINRA previously brought a complaint against Schwartz in February 2019.  FINRA was ...

13
Apr

INVESTOR ALERT! BENJAMIN BOURGEOIS of Metairie, LA ARRESTED

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INVESTOR ALERT!  BENJAMIN BOURGEOIS of Metairie, LA ARRESTED

Have you lost money investing with Benjamin Bourgeois of Metairie, Louisiana?   We are looking into allegations made against Benjamin Bourgeois, formerly an advisor with Commonwealth Financial Network.  Bourgeois was arrested and charged with theft, bank fraud, and exploitation of the inform, according to KALB.    He was alleged to have stolen money from an elderly ...

12
Apr

UPDATE: Have You Lost Money With GARY FORREST in Flint, Michigan?

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UPDATE:  Have You Lost Money With GARY FORREST in Flint, Michigan?

Have you lost money with financial advisor Gary Forrest of American Portfolios Financial in Flint, Michigan?    The law firm of Israels & Neuman is looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against Gary Forrest. FINRA suspended Forrest from the securities industry for 10 months and fined him $5,000.  FINRA was ...

10
Apr

MICHAEL LESSARD of Southeast Investments BARRED

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MICHAEL LESSARD of Southeast Investments BARRED

Have you lost money with financial advisor Michael Lessard of Southeast Investments in Charlotte, North Carolina?    We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against Michael Lessard FINRA barred Lessard from the securities industry regarding allegations that he borrowed money from two customers, which generally is not allowed in ...

09
Apr

Financial Advisor JAMES BYLENGA of Michigan BARRED

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Financial Advisor JAMES BYLENGA of Michigan BARRED

Have you lost money with financial advisor James Bylenga of Portage, Michigan?    We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against James C. Bylenga. FINRA barred Bylenga from the securities industry after he failed to respond to an investigation.  FINRA was investigating Bylenga regarding allegations that he borrowed money ...

08
Apr

SCOTT KLOR of LPL Financial Suspended and Fined

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SCOTT KLOR of LPL Financial Suspended and Fined

Have you lost money with financial advisor Scott Klor of LPL Financial in life settlements (viaticals)?    We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Scott Klor.  FINRA alleged that Klor solicited investors to invest in a life settlement or viatical while registered at his brokerage firm, LPL Financial.   ...

04
Apr

GEORGE MERHOFF of Cetera Advisors FIRED with 24 Complaints

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GEORGE MERHOFF of Cetera Advisors FIRED with 24 Complaints

Have you invested with George Merhoff of Cetera Advisors in Oregon?   George Merhoff was fired by Cetera Advisors in April 2019.  Merhoff, who worked in the Klamath Falls, Oregon office, was terminated regarding allegations that he made undisclosed payments to a customer.   This is no surprise, since Merhoff has been the subject of ...

02
Apr

BRADLEY LATTING of State Farm VP Management BARRED

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BRADLEY LATTING of State Farm VP Management BARRED

Have you lost money with financial advisor Bradley Latting of Lawton, Oklahoma?    We are continuing our investigation into allegations by the Financial Industry Regulatory Authority (FINRA) against Bradley Allen Latting.  Latting was barred from the securities industry by FINRA for failing to respond to an investigation.  FINRA was investigating Latting for allegedly converting or ...

01
Apr

INVESTIGATION of Jack Howley of Park Avenue Securities

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INVESTIGATION of Jack Howley of Park Avenue Securities

 Have you lost money with financial advisor John “Jack” Howley of Park Avenue Securities in Rumson, NJ?   The law firm of Israels & Neuman is investigating allegations of former customers related to Jack Howley, who worked in Park Avenue Securities offices in Rumson, New Jersey. John Howley’s CRD report, a public record maintained by ...

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