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PARKLAND SECURITIES Settles with FINRA Over Sales of ETFs

Tag Archives: Israels & Neuman

08
Mar

PARKLAND SECURITIES Settles with FINRA Over Sales of ETFs

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PARKLAND SECURITIES Settles with FINRA Over Sales of ETFs

Have you lost money investing in ETFs (Exchange Traded Funds) with Parkland Securities?   We are looking into allegations made against Parkland Securities, LLC., an Ann Arbor, Michigan-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Parkland Securities, making allegations that it failed to supervise the sales of non-traditional ...

07
Jan

Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

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Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives   Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration.  In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum.   In a recent article written by ...

30
Nov

Complaints Against MARK FLANAGAN of Citigroup Global

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Complaints Against MARK FLANAGAN of Citigroup Global

Mark Flanagan, formerly with Citigroup Global Markets, Barred from Securities Industry   -Highland Park, Illinois   Have you lost money with financial advisor Mark Flanagan from Highland Park, Illinois?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Mark J. Flanagan. FINRA barred Flanagan from the securities industry after he ...

25
Oct

Investigation: STEPHEN COUPE of First Allied Securities

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Investigation:  STEPHEN COUPE of First Allied Securities

Stephen Coupe, formerly with First Allied Securities, Subject of Washington Securities Division Complaint   Have you lost money with financial advisor Stephen Coupe of Silverdale, Washington?  We are investigating allegations made by the Washington Securities Division.   Washington alleged that Coupe made trades in First Allied Securities customer accounts without receiving prior written authorization.  Stephen Coupe ...

06
Feb

Market Losses in VelocityShares and ProShares Short (ETFs and ETNs)

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Market Losses in VelocityShares and ProShares Short (ETFs and ETNs)

Market Losses in VelocityShares and ProShares Short (symbol XIV and symbol SVXY)   To say that there has been a lot of volatility in the markets in the last few days is an understatement.  On February 2, the S&P 500 index lost about 1.67%, before losing another 3.36% on February 5, only to gain back ...

29
Dec

David Neuman is Quoted Regarding Non Attorney Representatives

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David Neuman is Quoted Regarding Non Attorney Representatives

Attorney David Neuman Is Quoted in Numerous Media Sources Regarding PIABA’s Report on Non Attorney Representatives   Attorney David Neuman and Attorney Andrew Stoltmann recently co-authored a report on behalf of PIABA (the Public Investors Arbitration Bar Association) regarding non attorney representatives representing investors in FINRA (Financial Industry Regulatory Authority) arbitration.  Andrew Stoltmann is currently ...

28
Aug

Victim of Sonya Camarco and Camarco Investments?

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Victim of Sonya Camarco and Camarco Investments?

VICTIM OF SONYA CAMARCO AND CAMARCO INVESTMENTS?   Have you been victimized by the fraudulent conduct of former LPL Financial advisor Sonya Camarco?  If so, the investment fraud law firm of Israels & Neuman may be able to help.  Our law firm is based in Denver, Colorado and Seattle, Washington.  We regularly represent investors throughout ...

20
Mar

Attorney David Neuman Is Quoted Again in the Seattle Times Regarding Bellevue Investment Advisor Chris Yoo’s Guilty Plea

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Attorney David Neuman Is Quoted Again in the Seattle Times Regarding Bellevue Investment Advisor Chris Yoo’s Guilty Plea

  Attorney David Neuman Is Quoted Again in the Seattle Times Regarding Bellevue Investment Advisor Chris Yoo’s Guilty Plea   Attorney David Neuman was quoted a second time in the Seattle Times on March 20, 2017, regarding Bellevue, Washington investment advisor Chris Yoo, who just pleaded guilty to wire fraud.  The article was written by ...

02
Nov

Ashville VFW Attorney, David Neuman, WJAC TV News

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Ashville VFW Attorney, David Neuman, WJAC TV News

Israels & Neuman’s Client, the Ashville VFW, Has Its Story Covered by WJAC TV in Pennsylvania, Regarding the Complaint the VFW Filed Against Next Financial Group and Doug Simanski   Attorney David Neuman was quoted in an article recently posted by WJAC TV in Pennsylvania, regarding legal claims filed by the Ashville VFW against Next ...

01
Nov

Attorney David Neuman is Quoted in the Pittsburgh Post Gazette Regarding Investment Fraud Claims Related to DOUG SIMANSKI SCAM

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Attorney David Neuman is Quoted in the Pittsburgh Post Gazette Regarding Investment Fraud Claims Related to DOUG SIMANSKI SCAM

Attorney David Neuman Is Quoted in the Pittsburgh Post Gazette Regarding Investment Fraud Claims Filed by Pennsylvania VFW Related to Doug Simanski Scam   Attorney David Neuman was quoted in the Pittsburgh Post Gazette on November 1, 2016.  The article was written by Len Boselovic.  The article is primarily about a VFW Post from Ashville, ...

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