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DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

Tag Archives: J.P. Morgan Securities

07
Mar

DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

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DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

Have you lost money with financial advisor Donovan Hunter of Houston, Texas?   We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Donovan S. Hunter. FINRA barred Hunter from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Hunter after he was fired by ...

29
Jan

WARNING! Impending Investigation: FARID MORIM of Beverly Hills, CA

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WARNING!  Impending Investigation:  FARID MORIM of Beverly Hills, CA

Farid Morim, formerly with J.P. Morgan Securities, Barred from the Securities Industry   Have you lost money with financial advisor Farid Morim of Beverly Hills, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Farid Morim. FINRA barred Morim from the securities industry after he failed to adequately respond to ...

09
Dec

WARNING! Investigation of BO LI–Salt Lake City, UT

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WARNING!  Investigation of BO LI–Salt Lake City, UT

Bo Li, formerly of J.P. Morgan Securities, Barred by FINRA   Have you lost money with financial advisor Bo Li of Salt Lake City, Utah?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Bo S. Li. In July 2016, FINRA filed a complaint and sought to bar Li from the ...

17
Aug

UPDATE! Michael Oppenheim and J.P. Morgan Securities

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UPDATE!  Michael Oppenheim and J.P. Morgan Securities

Michael Oppenheim and J.P. Morgan Securities   Have you lost money with financial advisor Michael Oppenheim from New York?  We are investigating allegations made by the U.S. Attorney for the Southern District of New York, who charged Michael Oppenheim with wire fraud, embezzlement, and securities fraud on April 15, 2015.  Oppenheim is accused of stealing ...

26
Jul

WARNING! Impending Investigation: JAMES MAHAN and J.P. MORGAN SECURITIES

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WARNING!  Impending Investigation:  JAMES MAHAN and J.P. MORGAN SECURITIES

James Mahan and J.P. Morgan Securities   Have you lost money with financial advisor James Mahan of New Braunfels, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James E. Mahan III. FINRA barred Mahan from the securities industry after he failed to respond to a FINRA investigation.  FINRA was ...

22
Jun

UPDATE! Anthony Ogbonna and J.P. Morgan Investigation

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UPDATE!  Anthony Ogbonna and J.P. Morgan Investigation

Anthony Ogbonna and J.P. Morgan Securities   Have you lost money with financial advisor Anthony Ogbonna of Evanston, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Ogbonna. FINRA suspended Ogbonna for 15 months for failing to respond to an investigation and for failing to report a judgment against ...

04
Mar

UPDATE! Investigation of Michael Oppenheim and J.P. Morgan Securities

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UPDATE!  Investigation of Michael Oppenheim and J.P. Morgan Securities

Investigation of Michael Oppenheim and J.P. Morgan Securities   Have you lost money with financial advisor Michael Oppenheim from New York?  We are investigating allegations made by the U.S. Attorney for the Southern District of New York, who charged Michael Oppenheim with wire fraud, embezzlement, and securities fraud on April 15, 2015.  Oppenheim is accused ...

26
Feb

WARNING! Impending Investigation: ANTHONY OGBONNA and J.P. MORGAN SECURITIES

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WARNING!  Impending Investigation:  ANTHONY OGBONNA and J.P. MORGAN SECURITIES

Anthony Ogbonna and J.P. Morgan Securities   Have you lost money with financial advisor Anthony Ogbonna of Evanston, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Ogbonna. FINRA barred Ogbonna from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Ogbonna regarding ...

17
Apr

WARNING! Impending Investigation–MICHAEL OPPENHEIM and J.P. MORGAN SECURITIES

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Michael Oppenheim and J.P. Morgan Securities Have you lost money with financial advisor Michael Oppenheim from New York?  We are investigating allegations made by the U.S. Attorney for the Southern District of New York, who charged Michael Oppenheim with wire fraud, embezzlement, and securities fraud on April 15, 2015.  Oppenheim is accused of stealing $20 ...

13
Oct

WARNING! Impending Investigation–BENJAMIN MALECHE and J.P. MORGAN SECURITIES

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Benjamin Maleche and J.P. Morgan Securities Have you lost money with Benjamin Maleche?  FINRA recently suspended Mr. Maleche nine months and fined him $5,000 for participating in an unapproved, private securities transaction.  Mr. Maleche, a financial advisor based in Seattle, Washington, recommended that a number of his clients invest in a company identified as “TT” ...

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