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Complaints Against JAMES SCHWARTZ of Aegis Capital for Churning Accounts

Tag Archives: James Bradley Schwartz

27
Feb

Complaints Against JAMES SCHWARTZ of Aegis Capital for Churning Accounts

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Complaints Against JAMES SCHWARTZ of Aegis Capital for Churning Accounts

Have you lost money with financial advisor James Schwartz of Aegis Capital Corp.?   We are investigating allegations made about James Bradley Schwartz of Melville, New York.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Schwartz from the securities industry.  FINRA was investigating James Schwartz, a broker who previously worked with Aegis Capital Corp., ...

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