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WARNING! Impending Investigation: JAMES M. HAM and FIRST INDEPENDENT FINANCIAL SERVICES, INC.

Tag Archives: James Ham

16
Jun

WARNING! Impending Investigation: JAMES M. HAM and FIRST INDEPENDENT FINANCIAL SERVICES, INC.

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James M. Ham and First Independent Financial Services, Inc. Have you lost money with financial advisor James M. Ham of Dallas, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James Ham.  Ham was barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was ...

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