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UPDATE! Christopher Ariola BARRED After Selling Unsuitable Gold and Energy Stocks

Tag Archives: James River Coal

08
Dec

UPDATE! Christopher Ariola BARRED After Selling Unsuitable Gold and Energy Stocks

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UPDATE!  Christopher Ariola BARRED After Selling Unsuitable Gold and Energy Stocks

Update – Christopher Ariola Barred After Selling Unsuitable Gold and Energy Stocks   We are currently investigating allegations made against Christopher L. Ariola, a financial advisor from Santa Monica, California who previously worked with Bay Mutual Financial.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Ariola, making allegations that he made ...

26
Aug

INVESTOR WARNING! Christopher Ariola and Gold Energy Stocks

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INVESTOR WARNING!  Christopher Ariola and Gold Energy Stocks

WARNING!  Christopher Ariola and Gold and Energy Stocks   We are currently investigating allegations made against Christopher L. Ariola, a financial advisor from Santa Monica, California who previously worked with Bay Mutual Financial.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Ariola, making allegations that he made unsuitable concentrations with three ...

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