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WARNING! Impending Investigation – JAMES ROBERTS and AMERITAS INVESTMENT CORP.

Tag Archives: James Roberts

29
May

WARNING! Impending Investigation – JAMES ROBERTS and AMERITAS INVESTMENT CORP.

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James Roberts and Ameritas Investment Corp. We are currently investigating allegations made against James Roberts of Iowa.  James Roberts was affiliated with Ameritas Investment Corp. in its Glenwood, Iowa branch office.  The Iowa Insurance Commissioner recently suspended James Roberts for two years for allegedly borrowing money from clients, against firm policy.  The Financial Industry Regulatory ...

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