10.0David P Neuman
(720) 599-3505

UPDATE! Lester Burroughs BARRED – Torrington, CT

Tag Archives: Lincoln Investment

15
Jan

UPDATE! Lester Burroughs BARRED – Torrington, CT

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UPDATE!  Lester Burroughs BARRED – Torrington, CT

Lester Burroughs, with Lincoln Investment, Barred from Securities Industry Have you lost money with financial advisor Lester W. Burroughs of Torrington, Connecticut?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Lester William Burroughs.  The SEC barred Lester Burroughs from the securities industry regarding allegations that he stole ...

05
Dec

COMPLAINTS Against LESTER BURROUGHS – Torrington, CT

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COMPLAINTS Against LESTER BURROUGHS – Torrington, CT

Lester Burroughs, with Lincoln Investment, Subject of SEC Complaint   Have you lost money with financial advisor Lester W. Burroughs of Lincoln Financial in Torrington, Connecticut?  The Law Firm of Israels & Neuman is investigating allegations made by the Securities and Exchange Commission (SEC) against Lester William Burroughs.  The SEC alleged that Burroughs raised funds ...

26
Sep

Have You Lost Money with LINCOLN INVESTMENT? Call Us Now.

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Have You Lost Money with LINCOLN INVESTMENT?  Call Us Now.

Lincoln Investment Fined $35,000 for Variable Annuity Supervisory Failures   We are currently investigating allegations made against Lincoln Investment, a Fort Washington, Pennsylvania-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Lincoln Investment, alleging that it failed to adequately supervise the exchange of variable annuities by its representatives.  FINRA ...

28
Jan

WARNING! LINCOLN INVESTMENT Investigation

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WARNING!  LINCOLN INVESTMENT Investigation

Lincoln Investment and Consolidated Reports   We are currently investigating allegations made against Lincoln Investment, a Wyncote, Pennsylvania-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Lincoln Investment, making allegations regarding its failure to supervise consolidated reports from May 2013 to August 2014.  To settle these allegations, it agreed ...

27
Jan

WARNING! Impending Investigation–GREGG A. BEEMER and LINCOLN INVESTMENT

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Gregg A. Beemer and Lincoln Investment Have you lost money with financial advisor Gregg A. Beemer of Dayton, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gregg Beemer.  Beemer agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating ...

10.0David P Neuman

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