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UPDATE! GREGORY LEVINE of Ft. Lauderdale, FL is Now Barred

Tag Archives: loan

01
Oct

UPDATE! GREGORY LEVINE of Ft. Lauderdale, FL is Now Barred

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UPDATE!  GREGORY LEVINE of Ft. Lauderdale, FL is Now Barred

Gregory Levine, formerly with First Allied Securities, Barred from Securities Industry   Have you lost money with financial advisor Gregory Levine from Fort Lauderdale, Florida?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Gregory Alan Levine. FINRA barred Levine from the securities industry after he failed to respond to ...

24
Jul

INVESTOR WARNING! Randolph George of Ameriprise BARRED

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INVESTOR WARNING!  Randolph George of Ameriprise BARRED

Randolph George, formerly with Ameriprise Financial Services, Barred By Colorado   The Law Firm of Israels & Neuman is investigating allegations made  against Randolph William George Jr. (Randy George) of Castle Rock, Colorado. The Colorado Securities Division barred Randolph George  from the securities industry.  Colorado alleged that George had referred an investor to a third-party ...

12
Jun

WARNING! Investigation of Advisor LAWRENCE HAGEDORN – Kansas

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WARNING!  Investigation of Advisor LAWRENCE HAGEDORN – Kansas

Lawrence Hagedorn, formerly with O.N. Equity Sales Company, Barred from Securities Industry   Have you lost money with financial advisor Lawrence Hagedorn of Andover, Kansas?  The law firm of Israels & Neuman is investigating allegations made the Kansas Securities Commission, against Lawrence M. Hagedorn.  The Kansas Securities Commission barred Hagedorn from the securities industry for ...

01
May

Advisor ANSELMO CONTRERAS Barred by FINRA – Angleton, TX

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Advisor ANSELMO CONTRERAS Barred by FINRA – Angleton, TX

Have you lost money with financial advisor Anselmo Contreras from Angleton, Texas?    The law firm of Israels & Neuman is currently investigating allegations made against Anselmo Contreras, Jr., who previously worked with Cambridge Investment Research.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Contreras, alleging that he converted or misappropriated ...

02
Apr

BRADLEY LATTING of State Farm VP Management BARRED

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BRADLEY LATTING of State Farm VP Management BARRED

Have you lost money with financial advisor Bradley Latting of Lawton, Oklahoma?    We are continuing our investigation into allegations by the Financial Industry Regulatory Authority (FINRA) against Bradley Allen Latting.  Latting was barred from the securities industry by FINRA for failing to respond to an investigation.  FINRA was investigating Latting for allegedly converting or ...

07
Mar

INVESTIGATION of THOMAS VON RECKERS of Wells Fargo

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INVESTIGATION of THOMAS VON RECKERS of Wells Fargo

 Have you lost money with financial advisor Thomas Von Reckers formerly of Wells Fargo?    Israels & Neuman is investigating allegations of former customers related to Thomas Von Reckers, who has worked in Wells Fargo offices in Denver and Lakewood, Colorado. Thomas Reckers’ CRD report, a public record maintained by FINRA, states that Reckers has ...

16
Nov

CAROL HOLESHA Suspended for “Borrowing” Money from Customers

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CAROL HOLESHA Suspended for “Borrowing” Money from Customers

Carol Holesha, formerly with LPL Financial, Suspended Five Months from Securities Industry   Have you lost money with financial advisor Carol Holesha of Chicago, Illinois?  We are investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against Carol Ann Holesha.  Holesha was suspended from the securities industry for five months regarding allegations that she ...

28
Aug

UPDATE! J. GORDON CLOUTIER Barred – Frisco, TX

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UPDATE!  J. GORDON CLOUTIER Barred – Frisco, TX

J. Gordon Cloutier, formerly with Wells Fargo, Barred by FINRA   Have you lost money with financial advisor J. Gordon Cloutier of Frisco, Texas?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against J. Gordon Cloutier, Jr. FINRA previously filed a complaint against Cloutier, arguing that he failed ...

20
Jul

INVESTOR ALERT! Christopher Parr of Overland Park, KS SUSPENDED

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INVESTOR ALERT!  Christopher Parr of Overland Park, KS SUSPENDED

Christopher Parr, formerly with KCD Financial, Suspended Two Years from Securities Industry   Have you lost money with financial advisor Christopher Parr of Overland Park, Kansas?  We are investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against Christopher M. Parr.  Parr was suspended from the securities industry for two years regarding allegations that ...

18
Jul

BRADLEY LATTING of Lawton, OK Steals Money from Elderly Client

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Bradley Latting, formerly of State Farm VP Management, Subject of Oklahoma Securities Commission Action   Have you lost money with financial advisor Bradley Latting of Lawton, Oklahoma?  We are investigating allegations by the Oklahoma Securities Commission against Bradley Allen Latting. Oklahoma seeks to bar Latting from the securities industry, regarding allegations that Latting obtained power-of-attorney ...

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