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INVESTIGATION: WILLIAM WOBBE of Hilliard Lyons – Louisville, KY

Tag Archives: Louisville

25
Apr

INVESTIGATION: WILLIAM WOBBE of Hilliard Lyons – Louisville, KY

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INVESTIGATION:  WILLIAM WOBBE of Hilliard Lyons – Louisville, KY

 Israels & Neuman Law Firm Investigates William Wobbe, of Hilliard Lyons   Have you lost money with financial advisor William Ray Wobbe, of Hilliard Lyons in Louisville, Kentucky?  We are investigating allegations of former customers related to William Wobbe.  Wobbe’s CRD report, a public record maintained by FINRA, states that Wobbe has been the subject ...

02
Jan

CUSTOMER COMPLAINTS Against MARK KREGOR of Hilliard Lyons

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CUSTOMER COMPLAINTS Against MARK KREGOR of Hilliard Lyons

Mark Kregor, with Hilliard Lyons, Subject of Eight Customer Complaints   Have you lost money with financial advisor Mark Kregor of Louisville, Kentucky?  We are investigating allegations made against Mark Fallon Kregor.  According to FINRA’s BrokerCheck, Kregor has been the subject of eight customer complaints, seven of which were filed within the last four years.  ...

12
Nov

CHRISTOPHER HIBBARD Arrested on Fraud Charges

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CHRISTOPHER HIBBARD Arrested on Fraud Charges

Christopher Hibbard, of Merrill Lynch, Arrested and Charged with Fraud   Have you lost money with financial advisor Christopher Hibbard from Louisville, Kentucky?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Christopher Lee Hibbard. FINRA barred Hibbard from the securities industry after he failed to respond to an investigation.  ...

08
Sep

Have You lost Money with MARK LAMKIN of Louisville, KY?

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Have You lost Money with MARK LAMKIN of Louisville, KY?

Mark Lamkin of Louisville, Kentucky Terminated by LPL Financial   Our firm is investigating allegations made against Mark Lamkin of Louisville, Kentucky.  According to BrokerCheck, Lamkin was terminated by LPL Financial within the last month.  Lamkin was alleged to have received or benefited from loans from customers of LPL Financial.  He also was alleged to ...

01
Feb

WARNING! Impending Investigation of CHRISTOPHER BENNETT and HILLIARD LYONS

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WARNING!  Impending Investigation of CHRISTOPHER BENNETT and HILLIARD LYONS

 Israels & Neuman, PLC and Michael Valenti Investigate Christopher Bennett and Hilliard Lyons   Have you lost money with financial advisor Christopher Bennett (CRD #2510231), of Hilliard Lyons in Louisville, Kentucky?  Israels & Neuman and attorney Michael Valenti have launched a joint investigation into allegations made by former customers of Christopher Bennett. Christopher Duke Bennett and ...

12
Mar

ISRAELS & NEUMAN PLC – KENTUCKY SECURITIES ATTORNEYS

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ISRAELS & NEUMAN PLC – KENTUCKY SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Kentucky Securities Attorneys Chapter 292 of the Securities Act of Kentucky   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Kentucky residents who have been wronged by their stockbrokers and brokerage firms.  We have represented numerous investors in Kentucky, including investors from the Louisville-area who lost ...

23
Feb

ISRAELS & NEUMAN, PLC – INDIANA SECURITIES ATTORNEYS

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ISRAELS & NEUMAN, PLC – INDIANA SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Indiana Securities Attorneys   Sections 5-1 and 5-9 of the Indiana Uniform Securities Act.   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Indiana residents who have been wronged by their stockbrokers and brokerage firms.  Our investment fraud attorneys have previously represented investors in Indiana, including ...

08
Jan

WARNING! Impending Investigation: CARLOS BENAVIDEZ, JR., MICHAEL D. RASMOVICH, and WADDELL & REED

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WARNING!  Impending Investigation:  CARLOS BENAVIDEZ, JR., MICHAEL D. RASMOVICH, and WADDELL & REED

Carlos Benavidez Jr., Michael D. Rasmovich, and Waddell & Reed   Have you lost money with financial advisor Carlos Benavidez, Jr. and Michael Rasmovich of Louisville, Kentucky?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Carlos Benavidez and Michael Rasmovich. FINRA alleged that Benavidez and Rasmovich exercised discretion in at ...

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