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SEC Charges New York Based Brokerage Firm Macquarie Capital

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30
Mar

SEC Charges New York Based Brokerage Firm Macquarie Capital

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U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23222 / March 27, 2015 Securities and Exchange Commission v. Macquarie Capital (USA) Inc. et al., Civil Action No. 15-CV-02304 SEC Charges New York-Based Brokerage Firm with Faulty Underwriting of Public Offering by China-Based Company   The Securities and Exchange Commission today announced charges against a New ...

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