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Important Information for Victims of the DAVID ZIER and ZAM LLC Ponzi Scheme

Tag Archives: Maryland Securities Attorneys

26
Jan

Important Information for Victims of the DAVID ZIER and ZAM LLC Ponzi Scheme

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Important Information for Victims of the DAVID ZIER and ZAM LLC Ponzi Scheme

UPDATE:  Marla Roeser, formerly with City National Securities, Fined $10,000 for Failing to Supervise David Zier and ZAM, LLC   Have you lost money investing in ZAM LLC, a Potomac, Maryland-area based company?  Our firm is continuing our investigation into allegations that David Zier, the owner and operator of ZAM, ran a fraudulent scheme or ...

03
Jan

Investment Losses with KEVIN JEDLICKA of CHAPIN DAVIS – How to Recover Your Potential Losses

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Investment Losses with KEVIN JEDLICKA of CHAPIN DAVIS – How to Recover Your Potential Losses

Kevin Jedlicka, formerly of Chapin Davis, Suspended from Securities Industry for Six Months   Have you lost money with financial advisor Kevin Jedlicka of Baltimore, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kevin J. Jedlicka. FINRA suspended Jedlicka from the securities industry for six months after he was ...

25
Aug

UPDATE! ZAM LLC and DAVID ZIER

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UPDATE!  ZAM LLC and DAVID ZIER

City National Securities Fined $250,000 for Failing to Supervise David Zier and ZAM, LLC   Have you lost money investing in ZAM LLC, a Potomac, Maryland-area based company?  Our firm is investigating allegations that David Zier, the owner and operator of ZAM, ran a fraudulent scheme or Ponzi scheme, and that his former brokerage firm, ...

11
Aug

WARNING! Impending Investigation: PATRICK HUDSON

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WARNING!  Impending Investigation:  PATRICK HUDSON

Patrick Hudson, formerly of RBC Capital Markets, Suspended Six Months from Securities Industry   Have you lost money with Patrick Hudson of Baltimore, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Patrick M. Hudson. FINRA suspended Hudson from the securities industry for six months and fined him $10,000.  FINRA ...

11
May

WARNING! Investigation: ANTHONY CUMMINGS of LUTHERVILLE, MD

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WARNING!  Investigation:  ANTHONY CUMMINGS of LUTHERVILLE, MD

Anthony Cummings, formerly of Edward Jones, Barred by FINRA   Have you lost money with financial advisor Anthony Cummings of Lutherville Timonium, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony John Cummings. FINRA was investigating Cummings after he was alleged to have converted $60,000 from a client with ...

14
Dec

WARNING! Impending Investigation: DAVID ZIER, ZAM, LLC and CITY NATIONAL SECURITIES

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WARNING!  Impending Investigation:  DAVID ZIER, ZAM, LLC and CITY NATIONAL SECURITIES

David Zier Suicide, ZAM LLC, and City National Securities   Have you lost money investing in ZAM LLC, a Potomac, Maryland-area based company?  Our firm is investigating allegations that David Zier, the owner and operator of ZAM, ran a fraudulent scheme or Ponzi scheme.  The CFTC (the Commodities Futures Trading Commission) recently ordered Convergent Wealth ...

12
Dec

WARNING! Investigation of JOHN SIMPSON–Hunt Valley, Maryland

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WARNING!  Investigation of JOHN SIMPSON–Hunt Valley, Maryland

John Simpson from Hunt Valley, Maryland   Have you lost money with financial advisor John Simpson of Hunt Valley, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John S. Simpson. FINRA barred Simpson from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating ...

21
Mar

WARNING! Impending Investigation: SHARON FALL, LPL FINANCIAL, and INTERNATIONAL ASSETS ADVISORY

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WARNING!  Impending Investigation:  SHARON FALL, LPL FINANCIAL, and INTERNATIONAL ASSETS ADVISORY

Investigation of Sharon Fall, LPL Financial, and International Assets Advisory   Have you lost money with financial advisor Sharon Fall of Annapolis, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Sharon Fall. FINRA barred Fall from the securities industry after she failed to respond to a FINRA investigation.  FINRA ...

28
Sep

WARNING! Impending Investigation: JOSEPH R. BUTLER and WOODBURY FINANCIAL SERVICES

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WARNING!  Impending Investigation:  JOSEPH R. BUTLER and WOODBURY FINANCIAL SERVICES

Joseph R. Butler and Woodbury Financial Services Have you lost money with financial advisor Joseph Butler of Brandywine and Clinton, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Joseph R. Butler. FINRA barred Butler from the securities industry, concerning allegations that he stole over $170,000 from an elderly customer ...

03
Sep

WARNING! Impending Investigation: NORMA SKEETE and PFS INVESTMENTS

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Norma Skeete and PFS Investments Have you lost money with financial advisor Norma Skeete of Camp Springs, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Norma Skeete.  FINRA alleged that Norma Skeete solicited an investor to invest $160,000 in a North Carolina real estate venture, representing that it was ...

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