30
JanTHOMAS RIQUIER and UNITED PLANNERS Ponzi Scheme – How to Recover Your Money
Thomas Riquier and United Planners Financial Services of America Sued by Massachusetts Securities Division Have you lost money with financial advisor Thomas Riquier of Danvers, Massachusetts? We are investigating allegations made by the Massachusetts Securities Division against Thomas T. Riquier, an advisor at United Planners Financial Services of America. Massachusetts brought a complaint against ...
21
SepINVESTOR WARNING! Investigation of SII Investments
SII Investments Subject of Massachusetts Securities Division Complaint Regarding Non-Traded REITs Have you lost money investing in non-traded REITs with SII Investments? We are investigating allegations made by the Massachusetts Securities Division against SII Investments, which is based out of Appleton, Wisconsin. Massachusetts alleged that SII Investments engaged in dishonest and unethical conduct ...
18
AugUPDATE! STEPHEN EUBANKS Barred
SEC Bars Stephen Eubanks of Hingham, Massachusetts from Securities Industry Have you lost money with financial advisor Stephen Eubanks of Hingham, Massachusetts? We are continuing our investigation into allegations regarding Stephen S. Eubanks, who was arrested on November 29, 2016. According to the Hingham Patch, Eubanks was arrested and charged with wire fraud. ...
03
AugWARNING! Impending Investigation: JAMES FLEMING
James Fleming, formerly of Investors Capital Corp., Suspended from Securities Industry for Four Months Have you lost money with financial advisor James Fleming of Worcester, Massachusetts? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James S. Fleming, III. FINRA suspended Fleming from the securities industry for four months and ...
01
AugUPDATE! Roger Zullo BARRED
Roger Zullo, formerly of LPL Financial, Barred by FINRA Have you lost money with financial advisor Roger Zullo of Boston, Massachusetts? We are investigating allegations made by the Massachusetts Securities Division and FINRA against Roger S. Zullo, an advisor formerly at LPL Financial LLC. LPL Financial is also based out of Boston, Massachusetts. Massachusetts ...
12
JulInvestor Alert! STEPHEN EUBANKS – Hingham, MA
Stephen Eubanks of Hingham, Massachusetts Sentenced to 30 Months in Prison Have you lost money with financial advisor Stephen Eubanks of Hingham, Massachusetts? We are continuing our investigation into allegations regarding Stephen S. Eubanks, who was arrested on November 29, 2016. According to the Hingham Patch, Eubanks was arrested and charged with wire fraud. ...
12
JunINVESTOR ALERT! LAWRENCE M. THOMAS – North Attleboro, MA
Lawrence M. Thomas, formerly of Woodbury Financial Services, Barred from Securities Industry Have you lost money with financial advisor Lawrence M. Thomas of North Attleboro, Massachusetts? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Lawrence Marshall Thomas. FINRA barred Thomas from the securities industry after he failed to respond ...
12
AprUPDATE! Stephen Eubanks – Wire Fraud
Stephen Eubanks of Hingham, Massachusetts Pleads Guilty Have you lost money with financial advisor Stephen Eubanks of Hingham, Massachusetts? We are continuing our investigation into allegations regarding Stephen S. Eubanks, who was arrested on November 29, 2016. According to the Hingham Patch, Eubanks was arrested and charged with wire fraud. On April 11, ...
29
MarINVESTOR WARNING! Investment Professionals, Inc.
Investment Professionals, Inc. Settles with Massachusetts Securities Division Regarding Variable Annuities, Market Linked CDs, and Non-Traded REITs Have you invested in variable annuities, market linked CD, or non-traded REITs (real estate investment trusts) through the brokerage firm, Investment Professionals, Inc.? We are investigating allegations made by the Massachusetts Securities Division against Investment Professionals, Inc. ...
30
JanINVESTOR ALERT! Roger Zullo and LPL Financial
LPL FINANCIAL SETTLES WITH MASSACHUSETTS SECURITIES DIVISION REGARDING ROGER ZULLO Have you lost money with financial advisor Roger Zullo of Boston, Massachusetts? We are investigating allegations made by the Massachusetts Securities Division against Roger S. Zullo, an advisor at LPL Financial LLC. LPL Financial is also based out of Boston, Massachusetts. Massachusetts brought a ...
