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UPDATE! GPB Capital Class Action Lawsuit

Tag Archives: Massachusetts

04
Dec

UPDATE! GPB Capital Class Action Lawsuit

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UPDATE!  GPB Capital Class Action Lawsuit

GPB Capital Announces Another Delay in Releasing Audited Financials   GPB Capital has been in the news again, and once again it is for negative news.  GPB Capital announced last week that it was again delaying releasing audited financial statements for its company.  This is in addition to the other recent news that GPB has ...

21
Nov

GERALD EATON of Commonwealth Financial BARRED – Acton, MA

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GERALD EATON of Commonwealth Financial BARRED – Acton, MA

Gerald Eaton, formerly with Commonwealth Financial Network, Barred from Securities Industry   Have you lost money with financial advisor Gerald Allan Eaton from Acton, Massachusetts?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Agent Eaton. FINRA barred him from the securities industry after he failed to respond to an ...

20
Nov

FRAUD ALERT! Paul Mallory, Richard Cody and Jill Cody – Spring Lake, NJ

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FRAUD ALERT!  Paul Mallory, Richard Cody and Jill Cody – Spring Lake, NJ

Paul Mallory Suspended for Failing to Supervise Richard Cody   Have you lost money with financial advisor Richard Cody and Jill Cody of Spring Lake, New Jersey and formerly of Boston, Massachusetts?  FINRA (the Financial Industry Regulatory Authority) suspended Paul M. Mallory from Livonia, Michigan for failing to adequately supervise Richard Cody.  FINRA alleged that ...

07
Nov

INVESTORS: CLASS ACTION Against GPB Capital

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INVESTORS:  CLASS ACTION Against GPB Capital

GPB Capital Subject of Class Action   GPB Capital is under more pressure with the recent filing of a class action in Texas.  The class action alleges that investments operated like a Ponzi scheme, engaged in self-dealing, and failed to adequately disclose material conflicts of interest.   GPB Capital raised over $1.8 billion from investors through ...

29
Oct

UPDATE! Michael Cohn of GPB Capital ARRESTED

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UPDATE!  Michael Cohn of GPB Capital ARRESTED

GPB Capital’s Chief Compliance Officer, Michael Cohn, Arrested   Have you invested in GPB Capital Holdings?  GPB’s chief compliance officer, Michael Cohn, was charged with obstruction of justice and unauthorized access of a government computer.  Cohn, who previously worked with the Securities and Exchange Commission, was alleged to have attempted to access the SEC’s files ...

23
Aug

LIST OF COMPANIES SELLING GPB CAPITAL HOLDINGS

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LIST OF COMPANIES SELLING GPB CAPITAL HOLDINGS

List of Companies Selling GPB Capital Holdings   GPB Capital Holdings has been in the news lately, and it’s not positive press.  Reports show that GPB Capital’s pooled investments have suffered significant losses, stopped paying dividends to investors, and have been under investigation by regulators like the SEC and the Massachusetts Securities Division.   There ...

15
Aug

SCAM ALERT! RICHARD DUNCAN of Longmeadow, MA

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SCAM ALERT!  RICHARD DUNCAN of Longmeadow, MA

Richard Duncan from East Longmeadow, Massachusetts, Subject of SEC Investigation   Have you lost money with financial advisor Richard Guy Duncan, formerly of East Longmeadow, Massachusetts?  The Law Firm of Israels & Neuman is  investigating allegations made by the Securities and Exchange Commission (SEC) against Richard or “Rick” Duncan.  The SEC alleged that Duncan raised ...

31
Jul

FRAUD ALERT! Cynthia Jones of Fidelity Brokerage BARRED – Boston, MA

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FRAUD ALERT!  Cynthia Jones of Fidelity Brokerage BARRED – Boston, MA

Cynthia Jones, previously with Fidelity Brokerage Services, Barred by FINRA   Have you lost money with financial advisor Cynthia Jones of Fidelity Brokerage Services?  The law firm of Israels & Neuman is investigating allegations made about Cynthia Rice Jones from Boston, Massachusetts.  FINRA (the Financial Industry Regulatory Authority) barred Jones from the securities industry after ...

20
Jul

WARNING! Investigation of CHARLES KENAHAN – Boston, MA

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WARNING!  Investigation of CHARLES KENAHAN – Boston, MA

Charles Kenahan Fired by Merrill Lynch   Have you invested with Charles Kenahan, formerly with Merrill Lynch? Charles Kenahan was fired by Merrill Lynch in July 2019.  Kenahan, who previously worked in the Boston, Massachusetts office, was terminated regarding allegations that he excessively traded (or churned) customers accounts and made unsuitable investments for customers.   ...

10
Jun

INVESTOR ALERT! U.S. Boston Capital FINED $125,000

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INVESTOR ALERT! U.S. Boston Capital FINED $125,000

U.S. Boston Capital Fined $125,000 for Supervisory Failures   U.S. Boston Capital Corporation, a securities brokerage firm based out of Lincoln, Massachusetts, was recently fined $125,000 for supervisory failures.  FINRA (the Financial Industry Regulatory Authority) found that between January 2015 to December 2017, U.S. Boston Capital had supervisory missteps, including that it failed to adequately ...

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