10.0David P Neuman
(720) 599-3505

Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

Tag Archives: Melville

10
Sep

Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

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Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED

Apostolos Pitsironis, previously with Janney Montgomery Scott, Barred by FINRA   Have you lost money with financial advisor Apostolos Pitsironis?  We are investigating allegations made about Apostolos N. Pitsironis from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) barred Pitsironis from the securities industry after Pitsironis regarding allegations that he converted over $411,000 from ...

12
Aug

RICHARD COLEMAN Suspended After Excessive Trading- Melville, NY

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RICHARD COLEMAN Suspended After Excessive Trading- Melville, NY

Richard Coleman, previously with Salomon Whitney Financial, Suspended 2 Years from Securities Industry   Have you lost money with financial advisor Richard Coleman?  The law firm of Israels & Neuman is investigating allegations made about Richard James Coleman from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) suspended Coleman from the securities industry for ...

01
Aug

INVESTOR ALERT! YOUSUF SALJOOKI Complaints, Lawsuits, and Fraud

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INVESTOR ALERT!  YOUSUF SALJOOKI Complaints, Lawsuits, and Fraud

 Yousuf Saljooki, formerly with SW Financial, Suspended by FINRA   Have you lost money with financial advisor Yousuf Saljooki, formerly of SW Financial, from Melville, New York?  The law firm of Israels & Neuman is investigating Saljooki, who was recently suspended by FINRA (the Financial Industry Regulatory Authority) for nine months.  FINRA was investigating Saljooki ...

16
Apr

UPDATE! JAMES SCHWARTZ of Aegis Capital is BARRED

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UPDATE!  JAMES SCHWARTZ of Aegis Capital is BARRED

Have you lost money with financial advisor James B. Schwartz in New York?    We are continuing to look into allegations made about James Bradley Schwartz from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) barred Schwartz from the securities industry.   FINRA previously brought a complaint against Schwartz in February 2019.  FINRA was ...

29
Mar

INVESTIGATION of THOMAS BORRUSO of LPL Financial

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INVESTIGATION of THOMAS BORRUSO of LPL Financial

 Have you lost money with financial advisor Thomas J. Borruso of National Securities Corp. and LPL Financial in Melville, New York?    The law firm of Israels & Neuman is investigating allegations of former customers related to Thomas Borruso. Thomas Borruso’s CRD report, a public record maintained by FINRA, states that Borruso was barred from ...

27
Feb

Complaints Against JAMES SCHWARTZ of Aegis Capital for Churning Accounts

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Complaints Against JAMES SCHWARTZ of Aegis Capital for Churning Accounts

Have you lost money with financial advisor James Schwartz of Aegis Capital Corp.?   We are investigating allegations made about James Bradley Schwartz of Melville, New York.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Schwartz from the securities industry.  FINRA was investigating James Schwartz, a broker who previously worked with Aegis Capital Corp., ...

26
Apr

UPDATE! DOUGLAS LEONE of SALOMON WHITNEY BARRED

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UPDATE!  DOUGLAS LEONE of SALOMON WHITNEY BARRED

Douglas Leone, formerly with Salomon Whitney Financial, Barred from the Securities Industry   Have you lost money with financial advisor Douglas Leone of Melville, New York?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Douglas A. Leone. FINRA barred Leone from the securities industry after he failed ...

05
Apr

WARNING! Impending Investigation YOUSUF SALJOOKI of SW FINANCIAL

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WARNING!  Impending Investigation YOUSUF SALJOOKI of SW FINANCIAL

 Israels & Neuman, PLC Investigates Yousuf Saljooki, formerly with SW Financial   Have you lost money with financial advisor Yousuf Saljooki of SW Financial of Melville, New York?  We are investigating allegations of former customers related to Yousuf “Joe” Saljooki. Joe Saljooki’s CRD report, a public record maintained by FINRA, states that Saljooki has been ...

10
Mar

ELDER FRAUD ALERT! Mark Kaplan and Vanderbilt Securities

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ELDER FRAUD ALERT!  Mark Kaplan and Vanderbilt Securities

Mark Kaplan, formerly with Vanderbilt Securities, Barred from the Securities Industry   Have you lost money with financial advisor Mark Kaplan of Woodbury, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mark Kaplan. FINRA barred Kaplan from the securities industry regarding allegations that he engaged in excessive trading ...

30
Jan

UPDATE! Money Recovery for Losses Due to MICHAEL COLLETTI of National Securities

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UPDATE!  Money Recovery for Losses Due to MICHAEL COLLETTI of National Securities

Michael Colletti, formerly of National Securities Corp., Suspended Three Months by FINRA   Have you lost money with financial advisor Michael Colletti of Melville, New York?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael C. Colletti. In 2017, FINRA brought a claim against Colletti, making several ...

10.0David P Neuman

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