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UPDATE! 7 to 20 Years In Prison for ERNEST ROMER of Corecap

Tag Archives: Michigan Investment Fraud Attorneys

06
Dec

UPDATE! 7 to 20 Years In Prison for ERNEST ROMER of Corecap

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UPDATE!  7 to 20 Years In Prison for ERNEST ROMER of Corecap

Ernest Romer, formerly of Corecap Investments, Sentenced 7 to 20 Years in Prison   -Sterling Heights, MI   Have you lost money with financial advisor Ernest Romer of Sterling Heights and Shelby Township, Michigan?  We have represented other victims of Ernest J. Romer’s fraudulent scheme, and we have learned that Romer was just sentenced to ...

11
Jun

UPDATE! DONALD SOUTHWICK of Troy, MI

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UPDATE!  DONALD SOUTHWICK of Troy, MI

Former President of CSSC Brokerage Services Suspended and Fined for Failing to Adequately Supervise Donald Southwick   Have you lost money with financial advisor Donald Southwick of Troy, Michigan?  We are continuing our investigation into allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald P. Southwick. In 2017, FINRA suspended Southwick six months ...

10
Mar

WARNING! Investigation of TIMOTHY BEALL of NATIONAL PLANNING CORP.

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WARNING!  Investigation of TIMOTHY BEALL of NATIONAL PLANNING CORP.

Timothy Beall from Eau Claire, Michigan Suspended From Securities Industry for Nine Months   Have you lost money with financial advisor Timothy Beall of Eau Claire, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Timothy J. Beall. FINRA suspended Timothy Beall from the securities industry for nine months and ...

18
Dec

WARNING! Investigation of WALTER OLSSON

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WARNING!  Investigation of WALTER OLSSON

Walter Olsson from Grand Rapids, Michigan Suspended From Securities Industry for Four Months   Have you lost money with financial advisor Walter Olsson of Grand Rapids, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Walter S. Olsson. FINRA suspended Walter Olsson from the securities industry for four months and ...

22
Nov

WARNING! Impending Investigation – BRIAN ROYSTER

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WARNING!  Impending Investigation – BRIAN ROYSTER

Brian Royster from Ann Arbor, Michigan Barred From Securities Industry   Have you lost money with financial advisor Brian Royster of Ann Arbor, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Brian Lamont Royster. FINRA barred Brian Royster from the securities industry after he failed to respond to an ...

02
Oct

WARNING! Investigation of DONALD SOUTHWICK

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WARNING!  Investigation of DONALD SOUTHWICK

Donald Southwick from Troy, Michigan Suspended Six Months From Securities Industry   Have you lost money with financial advisor Donald Southwick of Troy, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald P. Southwick. FINRA suspended Southwick six months from the securities industry.   FINRA alleged that Donald Southwick ...

23
Sep

INVESTOR WARNING! Dale Krueger BARRED from Securities Industry

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INVESTOR WARNING!  Dale Krueger BARRED from Securities Industry

Dale Krueger from Midland, Michigan Barred From Securities Industry   Have you lost money with financial advisor Dale Krueger of Midland, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Dale E. Krueger. FINRA barred Dale Krueger from the securities industry after he failed to respond to an investigation.  FINRA ...

10
Aug

WARNING! Impending Investigation: RONALD NABORS

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WARNING!  Impending Investigation:  RONALD NABORS

Ronald Nabors from Royal Oak, Michigan   Have you lost money with financial advisor Ronald Nabors of Royal Oak, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Ronald W. Nabors. FINRA suspended Nabors for one year from the securities industry and fined him $10,000.   FINRA alleged that Ronald ...

02
Aug

WARNING! Investigation of ERNEST ROMER III

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WARNING!  Investigation of ERNEST ROMER III

Ernest Romer III, formerly of Corecap Investments, Barred from Securities Industry   Have you lost money with financial advisor Ernest Romer of Sterling Heights and Shelby Township, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ernest J. Romer III. FINRA barred Romer from the securities industry after he failed ...

19
Jul

Investor Alert! JAMES MAENDEL/LPL FINANCIAL – Troy, MI

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Investor Alert!  JAMES MAENDEL/LPL FINANCIAL – Troy, MI

James Maendel, formerly of LPL Financial, Suspended from Securities Industry for Forty-Five Days   Have you lost money with financial advisor James Maendel of Troy, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James D. Maendel. FINRA suspended Maendel from the securities industry for forty-five days and fined him ...

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